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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
2426
Tapestry
TPR
$32.6B
$31K ﹤0.01%
768
+49
+7% +$2.02K
UI icon
2427
Ubiquiti
UI
$34.4B
$31K ﹤0.01%
101
– –
BECN
2428
DELISTED
Beacon Roofing Supply, Inc.
BECN
$31K ﹤0.01%
549
-36
-6% -$1.94K
IHIT
2429
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$31K ﹤0.01%
3,379
– –
ATIP
2430
DELISTED
ATI Physical Therapy, Inc.
ATIP
$31K ﹤0.01%
184
– –
BWZ icon
2431
State Street SPDR Bloomberg Short Term International Treasury Bond ETF
BWZ
$288M
$30K ﹤0.01%
1,000
– –
CRNC icon
2432
Cerence
CRNC
$416M
$30K ﹤0.01%
396
+189
+91% +$16.7K
ELF icon
2433
e.l.f. Beauty
ELF
$5.62B
$30K ﹤0.01%
925
– –
FOXF icon
2434
Fox Factory Holding Corp
FOXF
$853M
$30K ﹤0.01%
180
-74
-29% -$12.4K
GDDY icon
2435
GoDaddy
GDDY
$11.6B
$30K ﹤0.01%
363
+13
+4% +$930
GEF icon
2436
Greif
GEF
$4.95B
$30K ﹤0.01%
500
– –
GTO icon
2437
Invesco Total Return Bond ETF
GTO
$2.47B
$30K ﹤0.01%
545
+3
+0.6% +$170
HSBC icon
2438
HSBC
HSBC
$355B
$30K ﹤0.01%
1,024
-264
-20% -$7.71K
OUSM icon
2439
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$882M
$30K ﹤0.01%
821
+58
+8% +$2.11K
RMM
2440
RiverNorth Managed Duration Municipal Income Fund
RMM
$289M
$30K ﹤0.01%
1,500
– –
SNEX icon
2441
StoneX
SNEX
$7.94B
$30K ﹤0.01%
2,531
– –
SQM icon
2442
Sociedad Química y Minera de Chile
SQM
$20.7B
$30K ﹤0.01%
598
+21
+4% +$1.2K
WBX.WS
2443
DELISTED
Wallbox N.V. Warrants, each warrant to purchase one Class A Ordinary Share
WBX.WS
$30K ﹤0.01%
+6,125
New +$19.4K
BFIT
2444
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$30K ﹤0.01%
1,094
+117
+12% +$3.37K
KKR.PRC
2445
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$30K ﹤0.01%
+327
New +$30.3K
DHR.PRA
2446
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$30K ﹤0.01%
+14
New +$29K
GMBTU
2447
DELISTED
Pivotal Holdings Corp Unit
GMBTU
$30K ﹤0.01%
3,011
+1,998
+197% +$20.4K
CBRL icon
2448
Cracker Barrel
CBRL
$1.26B
$29K ﹤0.01%
231
-118
-34% -$15.7K
DRVN icon
2449
Driven Brands
DRVN
$2.07B
$29K ﹤0.01%
875
-175
-17% -$5.48K
FVRR icon
2450
Fiverr
FVRR
$323M
$29K ﹤0.01%
260
-198
-43% -$30.9K
96 97
98
99 100

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.