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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMBS icon
2426
Rambus
RMBS
$11B
$23K ﹤0.01%
991
– –
VIV icon
2427
Telefônica Brasil
VIV
$19.2B
$23K ﹤0.01%
2,764
+2,265
+454% +$19K
VAPO
2428
DELISTED
Vapotherm, Inc. Common Stock
VAPO
$23K ﹤0.01%
125
– –
SWIR
2429
DELISTED
Sierra Wireless
SWIR
$23K ﹤0.01%
1,253
+693
+124% +$10.8K
BGIO
2430
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$23K ﹤0.01%
2,500
– –
PFBI
2431
DELISTED
Premier Financial Bancorp
PFBI
$23K ﹤0.01%
+1,375
New +$25.5K
SYKE
2432
DELISTED
SYKES Enterprises Inc
SYKE
$23K ﹤0.01%
444
– –
SBNY
2433
DELISTED
Signature Bank
SBNY
$23K ﹤0.01%
94
-146
-61% -$35.4K
AMZA icon
2434
InfraCap MLP ETF
AMZA
$461M
$22K ﹤0.01%
+755
New +$20.8K
BBN icon
2435
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$22K ﹤0.01%
868
+5
+0.6% +$125
BUI icon
2436
BlackRock Utilities, Infrastructure & Power Opportunities Trust
BUI
$715M
$22K ﹤0.01%
866
+5
+0.6% +$131
CHDN icon
2437
Churchill Downs
CHDN
$6.12B
$22K ﹤0.01%
226
-10
-4% -$1.03K
CIB icon
2438
Grupo Cibest SA
CIB
$21.1B
$22K ﹤0.01%
+774
New +$23.9K
CLH icon
2439
Clean Harbors
CLH
$16.3B
$22K ﹤0.01%
245
– –
FJP icon
2440
First Trust Japan AlphaDEX Fund
FJP
$264M
$22K ﹤0.01%
435
+4
+0.9% +$211
GEM icon
2441
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$22K ﹤0.01%
559
+3
+0.5% +$121
JELD icon
2442
JELD-WEN Holding
JELD
$164M
$22K ﹤0.01%
858
– –
JLL icon
2443
Jones Lang LaSalle
JLL
$16.7B
$22K ﹤0.01%
117
-12
-9% -$2.34K
PRLB icon
2444
Protolabs
PRLB
$2.13B
$22K ﹤0.01%
251
+80
+47% +$7.88K
TRAK icon
2445
ReposiTrak
TRAK
$159M
$22K ﹤0.01%
4,000
– –
TRMD icon
2446
TORM
TRMD
$3.02B
$22K ﹤0.01%
2,500
-2,500
-50% -$22.6K
YETI icon
2447
Yeti Holdings
YETI
$3.95B
$22K ﹤0.01%
250
-21
-8% -$1.82K
DEX
2448
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$22K ﹤0.01%
2,127
+36
+2% +$370
USCR
2449
DELISTED
U S Concrete, Inc.
USCR
$22K ﹤0.01%
310
– –
ACIW icon
2450
ACI Worldwide
ACIW
$5.42B
$21K ﹤0.01%
589
+253
+75% +$9.89K
96 97
98
99 100

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.