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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVTA
2401
DELISTED
Invitae Corporation
NVTA
$30K ﹤0.01%
1,111
-524
-32% -$15.4K
NEE.PRO
2402
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$30K ﹤0.01%
523
-49
-9% -$2.95K
APA icon
2403
APA Corp
APA
$13.9B
$29K ﹤0.01%
1,394
-824
-37% -$15.8K
CMS icon
2404
CMS Energy
CMS
$21.9B
$29K ﹤0.01%
495
-207
-29% -$12.9K
GCOW icon
2405
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$29K ﹤0.01%
+1,000
New +$31.3K
GLPI icon
2406
Gaming and Leisure Properties
GLPI
$12.5B
$29K ﹤0.01%
644
+142
+28% +$6.77K
JMIA
2407
Jumia Technologies
JMIA
$754M
$29K ﹤0.01%
1,574
-286
-15% -$6.05K
MDU icon
2408
MDU Resources
MDU
$4.31B
$29K ﹤0.01%
2,646
+2,546
+2,546% +$30.5K
OGE icon
2409
OGE Energy
OGE
$9.59B
$29K ﹤0.01%
906
-1,113
-55% -$38.4K
OSCR icon
2410
Oscar Health
OSCR
$8.75B
$29K ﹤0.01%
1,700
-1,158
-41% -$19.6K
PBH icon
2411
Prestige Consumer Healthcare
PBH
$2.52B
$29K ﹤0.01%
546
+119
+28% +$6.54K
PHR icon
2412
Phreesia
PHR
$771M
$29K ﹤0.01%
477
– –
RMM
2413
RiverNorth Managed Duration Municipal Income Fund
RMM
$289M
$29K ﹤0.01%
1,500
– –
SKYW icon
2414
Skywest
SKYW
$4.23B
$29K ﹤0.01%
596
-44
-7% -$1.92K
THG icon
2415
Hanover Insurance
THG
$7.92B
$29K ﹤0.01%
226
-16
-7% -$2.18K
VICR icon
2416
Vicor
VICR
$10.2B
$29K ﹤0.01%
+217
New +$25.9K
YETI icon
2417
Yeti Holdings
YETI
$3.91B
$29K ﹤0.01%
347
+97
+39% +$9.39K
HZNP
2418
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$29K ﹤0.01%
281
-609
-68% -$63.2K
ABCB icon
2419
Ameris Bancorp
ABCB
$5.88B
$28K ﹤0.01%
552
+2
+0.4% +$97
CNXC icon
2420
Concentrix
CNXC
$1.56B
$28K ﹤0.01%
162
– –
CSGS
2421
DELISTED
CSG Systems International
CSGS
$28K ﹤0.01%
587
-789
-57% -$36.9K
ENR icon
2422
Energizer
ENR
$1.52B
$28K ﹤0.01%
724
+51
+8% +$2.05K
EVGO icon
2423
EVgo
EVGO
$224M
$28K ﹤0.01%
+3,500
New +$35.3K
FDMT icon
2424
4D Molecular Therapeutics
FDMT
$577M
$28K ﹤0.01%
1,070
-130
-11% -$3.71K
GEM icon
2425
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
$28K ﹤0.01%
763
+204
+36% +$7.93K
95 96
97
98 99

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.