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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
2401
Occidental Petroleum Corp Warrants
OXY.WS
$32B
$15K ﹤0.01%
1,317
-982
-43% -$11.1K
SMMU icon
2402
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$15K ﹤0.01%
+300
New +$15.4K
SPRU icon
2403
Spruce Power Holding Corp
SPRU
$39.9M
$15K ﹤0.01%
221
+174
+370% +$23K
SRTS icon
2404
Sensus Healthcare
SRTS
$50.5M
$15K ﹤0.01%
4,000
– –
UHS icon
2405
Universal Health Services
UHS
$10.5B
$15K ﹤0.01%
115
-157
-58% -$20.8K
WEX icon
2406
WEX
WEX
$6.31B
$15K ﹤0.01%
74
+34
+85% +$7.18K
WTFC icon
2407
Wintrust Financial
WTFC
$10.7B
$15K ﹤0.01%
206
+76
+58% +$5.43K
HZON
2408
DELISTED
Horizon Acquisition Corporation II
HZON
$15K ﹤0.01%
+1,547
New +$16.5K
SAIL
2409
DELISTED
SailPoint Technologies Holdings, Inc. Common Stock
SAIL
$15K ﹤0.01%
300
– –
JCO
2410
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$15K ﹤0.01%
+1,802
New +$14.9K
SKINW
2411
DELISTED
The Beauty Health Company Warrant expiring 5/4/2026
SKINW
$15K ﹤0.01%
7,665
+3,333
+77% +$8.18K
CCMP
2412
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$15K ﹤0.01%
89
+82
+1,171% +$13.6K
AHCO icon
2413
AdaptHealth
AHCO
$759M
$14K ﹤0.01%
395
+95
+32% +$3.35K
AOUT icon
2414
American Outdoor Brands
AOUT
$157M
$14K ﹤0.01%
+568
New +$12.2K
AUB icon
2415
Atlantic Union Bankshares
AUB
$5.97B
$14K ﹤0.01%
375
– –
BBRE icon
2416
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.27B
$14K ﹤0.01%
172
+35
+26% +$2.88K
BCO icon
2417
Brink's
BCO
$4.62B
$14K ﹤0.01%
185
-140
-43% -$10.6K
CCOI icon
2418
Cogent Communications
CCOI
$508M
$14K ﹤0.01%
+206
New +$12.6K
CENN icon
2419
Cenntro
CENN
$8.43M
$14K ﹤0.01%
+2
New +$16.2K
FNB icon
2420
FNB Corp
FNB
$6.75B
$14K ﹤0.01%
1,133
-1,199
-51% -$13.9K
FWRD icon
2421
Forward Air
FWRD
$654M
$14K ﹤0.01%
167
+8
+5% +$670
HP icon
2422
Helmerich & Payne
HP
$3.71B
$14K ﹤0.01%
520
+462
+797% +$12.8K
IGLB icon
2423
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$14K ﹤0.01%
217
-195
-47% -$13.4K
IYK icon
2424
iShares US Consumer Staples ETF
IYK
$1.43B
$14K ﹤0.01%
252
+114
+83% +$6.67K
KDP icon
2425
Keurig Dr Pepper
KDP
$40.8B
$14K ﹤0.01%
424
+26
+7% +$843
95 96
97
98 99

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.