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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSTH
2401
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$6K ﹤0.01%
+250
New +$6.03K
TVTY
2402
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$6K ﹤0.01%
321
+300
+1,429% +$4.98K
LMNX
2403
DELISTED
Luminex Corp
LMNX
$6K ﹤0.01%
287
– –
CIIC
2404
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
$6K ﹤0.01%
+214
New +$3.87K
NBO
2405
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$6K ﹤0.01%
555
– –
ALLT icon
2406
Allot
ALLT
$378M
$5K ﹤0.01%
+500
New +$5.07K
AQN icon
2407
Algonquin Power & Utilities
AQN
$4.37B
$5K ﹤0.01%
308
+130
+73% +$2.05K
ARMK icon
2408
Aramark
ARMK
$14.6B
$5K ﹤0.01%
227
-31,244
-99% -$748K
BBVA icon
2409
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$5K ﹤0.01%
1,215
+399
+49% +$1.53K
BKU icon
2410
Bankunited
BKU
$3.34B
$5K ﹤0.01%
145
– –
BNTX icon
2411
BioNTech
BNTX
$23.4B
$5K ﹤0.01%
63
– –
CII icon
2412
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$5K ﹤0.01%
+300
New +$4.94K
CLVT icon
2413
Clarivate
CLVT
$1.23B
$5K ﹤0.01%
+181
New +$5.35K
CRNT icon
2414
Ceragon Networks
CRNT
$195M
$5K ﹤0.01%
2,000
– –
CTBI icon
2415
Community Trust Bancorp
CTBI
$1.4B
$5K ﹤0.01%
149
– –
ENS icon
2416
EnerSys
ENS
$6.84B
$5K ﹤0.01%
65
+19
+41% +$1.49K
ESPR
2417
DELISTED
Esperion Therapeutics
ESPR
$5K ﹤0.01%
200
– –
ESRT icon
2418
Empire State Realty Trust
ESRT
$800M
$5K ﹤0.01%
540
– –
EVG
2419
Eaton Vance Short Duration Diversified Income Fund
EVG
$143M
$5K ﹤0.01%
+460
New +$5.62K
FRT icon
2420
Federal Realty Investment Trust
FRT
$10.2B
$5K ﹤0.01%
66
-57
-46% -$4.74K
FUBO icon
2421
FuboTV Inc
FUBO
$262M
$5K ﹤0.01%
+15
New +$4.11K
IGOV icon
2422
iShares International Treasury Bond ETF
IGOV
$1.53B
$5K ﹤0.01%
97
– –
IHD
2423
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$131M
$5K ﹤0.01%
816
+22
+3% +$154
LECO icon
2424
Lincoln Electric
LECO
$15.2B
$5K ﹤0.01%
48
-134
-74% -$14.7K
MDU icon
2425
MDU Resources
MDU
$4.29B
$5K ﹤0.01%
589
+192
+48% +$1.79K
95 96
97
98 99

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.