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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHK
2351
PIMCO High Income Fund
PHK
$880M
$36K ﹤0.01%
6,000
– –
QAI icon
2352
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
$36K ﹤0.01%
1,138
– –
RBBN icon
2353
Ribbon Communications
RBBN
$383M
$36K ﹤0.01%
5,990
– –
SLRC icon
2354
SLR Investment Corp
SLRC
$715M
$36K ﹤0.01%
1,973
+41
+2% +$785
VRTS icon
2355
Virtus Investment Partners
VRTS
$1.1B
$36K ﹤0.01%
122
– –
QTTB icon
2356
Q32 Bio
QTTB
$464M
$36K ﹤0.01%
559
– –
IXSE
2357
DELISTED
WisdomTree India Ex-State-Owned Enterprises Fund
IXSE
$36K ﹤0.01%
1,020
– –
HZNP
2358
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$36K ﹤0.01%
344
+63
+22% +$6.87K
AIM
2359
AIM ImmunoTech
AIM
$7.91M
$36K ﹤0.01%
400
– –
BMBL icon
2360
Bumble
BMBL
$373M
$35K ﹤0.01%
1,055
-140
-12% -$5.96K
ETJ
2361
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$35K ﹤0.01%
3,278
+1,748
+114% +$19.3K
IFN
2362
Aberdeen India Fund
IFN
$504M
$35K ﹤0.01%
1,688
– –
IRBT
2363
DELISTED
iRobot
IRBT
$35K ﹤0.01%
539
-121
-18% -$9.57K
RNP icon
2364
Cohen & Steers REIT and Preferred and Income Fund
RNP
$989M
$35K ﹤0.01%
1,250
+170
+16% +$4.62K
RRX icon
2365
Regal Rexnord
RRX
$11.9B
$35K ﹤0.01%
206
+121
+142% +$19.2K
QVMT
2366
Invesco S&P 500 Concentrated QVM ETF
QVMT
$134M
$35K ﹤0.01%
+810
New +$35.1K
NBIS
2367
Nebius Group N.V.
NBIS
$47.7B
$35K ﹤0.01%
607
-35,777
-98% -$2.64M
BKI
2368
DELISTED
Black Knight, Inc. Common Stock
BKI
$35K ﹤0.01%
430
-134
-24% -$10K
DCT
2369
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$35K ﹤0.01%
1,194
-151
-11% -$4.86K
IAA
2370
DELISTED
IAA, Inc. Common Stock
IAA
$35K ﹤0.01%
699
+387
+124% +$20.6K
NEE.PRO
2371
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$35K ﹤0.01%
523
– –
BSY icon
2372
Bentley Systems
BSY
$10.6B
$34K ﹤0.01%
715
-325
-31% -$17.6K
CAKE icon
2373
Cheesecake Factory
CAKE
$5.33B
$34K ﹤0.01%
884
– –
CDXS icon
2374
Codexis
CDXS
$158M
$34K ﹤0.01%
1,100
– –
ENS icon
2375
EnerSys
ENS
$6.99B
$34K ﹤0.01%
435
-44
-9% -$3.44K
93 94
95
96 97

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.