We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APYX icon
2351
Apyx Medical
APYX
$157M
$16K ﹤0.01%
+1,700
New +$17K
AQST icon
2352
Aquestive Therapeutics
AQST
$571M
$16K ﹤0.01%
3,166
+964
+44% +$5.13K
AWP
2353
abrdn Global Premier Properties Fund
AWP
$366M
$16K ﹤0.01%
+900
New +$14.9K
BBVA icon
2354
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$16K ﹤0.01%
3,345
+2,130
+175% +$11.2K
BGR icon
2355
BlackRock Energy and Resources Trust
BGR
$414M
$16K ﹤0.01%
1,878
+452
+32% +$3.75K
CANG
2356
Cango Inc
CANG
$69.7M
$16K ﹤0.01%
+200
New +$20.4K
CKPT
2357
DELISTED
Checkpoint Therapeutics
CKPT
$16K ﹤0.01%
+530
New +$17.8K
CRNC icon
2358
Cerence
CRNC
$413M
$16K ﹤0.01%
187
+45
+32% +$4.95K
CYTK icon
2359
Cytokinetics
CYTK
$10.4B
$16K ﹤0.01%
700
– –
DNOW icon
2360
DNOW Inc
DNOW
$3.09B
$16K ﹤0.01%
1,654
+967
+141% +$9.46K
EBIZ icon
2361
Global X E-commerce ETF
EBIZ
$29.3M
$16K ﹤0.01%
+496
New +$17.3K
EFC
2362
Ellington Financial
EFC
$1.68B
$16K ﹤0.01%
+1,000
New +$15.8K
EHC icon
2363
Encompass Health
EHC
$12.4B
$16K ﹤0.01%
264
-26
-9% -$1.7K
ETJ
2364
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$573M
$16K ﹤0.01%
1,530
– –
FMS icon
2365
Fresenius Medical Care
FMS
$13B
$16K ﹤0.01%
467
+210
+82% +$7.94K
GOOS
2366
Canada Goose Holdings
GOOS
$849M
$16K ﹤0.01%
+430
New +$17K
HMN icon
2367
Horace Mann Educators
HMN
$2.12B
$16K ﹤0.01%
383
+362
+1,724% +$15K
MCHB
2368
Mechanics Bancorp
MCHB
$3.68B
$16K ﹤0.01%
+383
New +$15.9K
INSP icon
2369
Inspire Medical Systems
INSP
$1.76B
$16K ﹤0.01%
80
+5
+7% +$1.06K
IRBT
2370
DELISTED
iRobot
IRBT
$16K ﹤0.01%
133
– –
MMU
2371
Western Asset Managed Municipals Fund
MMU
$553M
$16K ﹤0.01%
1,250
– –
OMF icon
2372
OneMain Financial
OMF
$7.29B
$16K ﹤0.01%
308
+276
+863% +$14.2K
PAGP icon
2373
Plains GP Holdings
PAGP
$4.97B
$16K ﹤0.01%
1,750
+705
+67% +$6.58K
SINT icon
2374
SiNtx Technologies
SINT
$10.6M
– –
0
– –
HTLF
2375
DELISTED
Heartland Financial USA, Inc.
HTLF
$16K ﹤0.01%
331
+301
+1,003% +$14.2K
93 94
95
96 97

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.