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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWC icon
2326
iShares Micro-Cap ETF
IWC
$1.49B
$167K ﹤0.01%
+1,117
New +$155K
IWL icon
2327
iShares Russell Top 200 ETF
IWL
$2.28B
$166K ﹤0.01%
+1,000
New +$159K
BF.B icon
2328
Brown-Forman Class B
BF.B
$12.9B
$165K ﹤0.01%
+6,111
New +$177K
EWX icon
2329
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$165K ﹤0.01%
+2,458
New +$160K
HPS
2330
John Hancock Preferred Income Fund III
HPS
$459M
$165K ﹤0.01%
+10,697
New +$157K
TEVA icon
2331
Teva Pharmaceuticals
TEVA
$41.3B
$165K ﹤0.01%
+8,157
New +$143K
BLE
2332
DELISTED
BlackRock Municipal Income Trust II
BLE
$165K ﹤0.01%
+15,757
New +$158K
XJR icon
2333
iShares ESG Screened S&P Small-Cap ETF
XJR
$189M
$164K ﹤0.01%
+3,862
New +$160K
HYDR icon
2334
Global X Hydrogen ETF
HYDR
$98.9M
$164K ﹤0.01%
+4,760
New +$126K
BBHY icon
2335
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$617M
$163K ﹤0.01%
+3,463
New +$161K
XMTR icon
2336
Xometry
XMTR
$5.23B
$162K ﹤0.01%
+2,980
New +$129K
WH icon
2337
Wyndham Hotels & Resorts
WH
$5.31B
$162K ﹤0.01%
+2,022
New +$174K
DNA icon
2338
Ginkgo Bioworks
DNA
$503M
$161K ﹤0.01%
+11,047
New +$132K
SMG icon
2339
ScottsMiracle-Gro
SMG
$3.58B
$161K ﹤0.01%
+2,825
New +$178K
GSL icon
2340
Global Ship Lease
GSL
$1.51B
$161K ﹤0.01%
+5,230
New +$156K
LCG
2341
DELISTED
Sterling Capital Focus Equity ETF
LCG
$160K ﹤0.01%
+4,868
New +$157K
LXP.PRC icon
2342
LXP Industrial Trust 6.5% Series C Preferred Stock
LXP.PRC
$94.9M
$160K ﹤0.01%
+3,327
New +$157K
BCPC
2343
Balchem Corp
BCPC
$5.65B
$160K ﹤0.01%
+1,063
New +$167K
VVR icon
2344
Invesco Senior Income Trust
VVR
$459M
$159K ﹤0.01%
46,007
-14,962
-25% -$54.5K
DMAY icon
2345
FT Vest US Equity Deep Buffer ETF May
DMAY
$381M
$159K ﹤0.01%
+3,584
New +$156K
LONZ icon
2346
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$596M
$159K ﹤0.01%
+3,108
New +$158K
CUZ icon
2347
Cousins Properties
CUZ
$4.85B
$158K ﹤0.01%
+5,458
New +$155K
OGN icon
2348
Organon & Co
OGN
$3.58B
$158K ﹤0.01%
+14,789
New +$145K
Z icon
2349
Zillow
Z
$7.52B
$158K ﹤0.01%
+2,048
New +$167K
DAPP icon
2350
VanEck Digital Transformation ETF
DAPP
$223M
$158K ﹤0.01%
+7,254
New +$133K
92 93
94
95 96

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.