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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGDV icon
2326
Capital Group Dividend Value ETF
CGDV
$38.9B
$51K ﹤0.01%
+2,500
New +$56.9K
CHRD icon
2327
Chord Energy
CHRD
$7.8B
$51K ﹤0.01%
380
+330
+660% +$42.3K
CYBR
2328
DELISTED
CyberArk
CYBR
$51K ﹤0.01%
348
-9
-3% -$1.28K
FBIN icon
2329
Fortune Brands Innovations
FBIN
$5.73B
$51K ﹤0.01%
1,144
+73
+7% +$3.96K
NOMD icon
2330
Nomad Foods
NOMD
$1.63B
$51K ﹤0.01%
3,652
-18,782
-84% -$338K
SCHP icon
2331
Schwab US TIPS ETF
SCHP
$16.2B
$51K ﹤0.01%
1,972
-3,374
-63% -$93.8K
UAA icon
2332
Under Armour
UAA
$2.5B
$51K ﹤0.01%
7,754
-259
-3% -$2.27K
UHT
2333
Universal Health Realty Income Trust
UHT
$576M
$51K ﹤0.01%
1,203
+1,181
+5,368% +$60.3K
VGM icon
2334
Invesco Trust Investment Grade Municipals
VGM
$563M
$51K ﹤0.01%
5,490
+6
+0.1% +$63
SMR.WS
2335
DELISTED
NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
SMR.WS
$51K ﹤0.01%
25,050
– –
VRTV
2336
DELISTED
VERITIV CORPORATION
VRTV
$51K ﹤0.01%
529
-266
-33% -$31.6K
IBMK
2337
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$51K ﹤0.01%
2,005
-30
-1% -$777
Y
2338
DELISTED
Alleghany Corp
Y
$51K ﹤0.01%
62
+10
+19% +$8.39K
BETZ icon
2339
Roundhill Sports Betting & iGaming ETF
BETZ
$49.5M
$50K ﹤0.01%
3,894
-2,500
-39% -$38K
EAGG icon
2340
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$50K ﹤0.01%
1,079
+322
+43% +$15.7K
GNK icon
2341
Genco Shipping & Trading
GNK
$1.09B
$50K ﹤0.01%
4,000
+2,000
+100% +$31.8K
MCI
2342
Barings Corporate Investors
MCI
$342M
$50K ﹤0.01%
3,890
+67
+2% +$930
PATH icon
2343
UiPath
PATH
$8.11B
$50K ﹤0.01%
3,987
-547
-12% -$9.59K
SRTS icon
2344
Sensus Healthcare
SRTS
$50.7M
$50K ﹤0.01%
4,000
– –
WHD icon
2345
Cactus
WHD
$5.7B
$50K ﹤0.01%
1,324
+15
+1% +$601
XTN icon
2346
State Street SPDR S&P Transportation ETF
XTN
$390M
$50K ﹤0.01%
799
-244
-23% -$17.8K
DM
2347
DELISTED
Desktop Metal, Inc.
DM
$50K ﹤0.01%
1,950
+132
+7% +$3.69K
TWNK
2348
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$50K ﹤0.01%
2,188
-439
-17% -$9.96K
BWA icon
2349
BorgWarner
BWA
$14.1B
$49K ﹤0.01%
1,785
+112
+7% +$3.61K
EGBN icon
2350
Eagle Bancorp
EGBN
$844M
$49K ﹤0.01%
1,114
-21
-2% -$1K
92 93
94
95 96

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.