Rockefeller Capital Management’s NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share SMR.WS Stock Holding History

Rockefeller Capital Management’s Portfolio SMR.WS Stock Details SMR.WS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-18,050	Closed	-$29K	–	2056
2023 Q1	$29K	Sell	18,050 -7,000	-28%	-$12.6K	﹤0.01%	1938
2022 Q4	$39K	Hold	25,050	–	–	﹤0.01%	2508
2022 Q3	$51K	Hold	25,050	–	–	﹤0.01%	2338
2022 Q2	$50K	Buy	+25,050	New	+$58.5K	﹤0.01%	2297

Other funds holding SMR.WS

LMR Partners London, United Kingdom $45.4B AUM 60.68% 1-Year Est. Return

HCM

Highbridge Capital Management New York $3.09B AUM 31.19% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

QVT Financial New York $1.37B AUM 148.1% 1-Year Est. Return

SOA

Sea Otter Advisors Miami, Florida $1.78M AUM 2.28% 1-Year Est. Return

BFM

Boothbay Fund Management New York $7.71B AUM 106.31% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Aristeia Capital Greenwich, Connecticut $4.82B AUM 24.94% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

Walleye Capital New York $24B AUM 37.67% 1-Year Est. Return

Rockefeller Capital Management's SMR.WS Position: Q2 2023 in Review

Rockefeller Capital Management sold out of NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share (SMR.WS) in Q2 2023, closing a stake of 18,050 shares — an estimated $29K sold.

Rockefeller Capital Management first reported a position in SMR.WS in Q2 2022 and held it in 4 quarters. The position peaked at $51K in Q3 2022. 24 funds tracked by Wall St. Rank hold SMR.WS as of Q2 2023.

Rockefeller Capital Management reported no remaining NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share position as of Q2 2023 after selling out during the quarter.
Rockefeller Capital Management sold 18,050 NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share shares in Q2 2023, an estimated $29K.
Rockefeller Capital Management first reported a position in NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share in Q2 2022 and held it in 4 quarters.
Rockefeller Capital Management's NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share position peaked at $51K in Q3 2022.
24 funds tracked by Wall St. Rank held NuScale Power Corporation Warrants, each exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share as of Q2 2023.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.