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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
2326
NexPoint Diversified Real Estate Trust
NXDT
$238M
$39K ﹤0.01%
2,927
+500
+21% +$7.07K
THO icon
2327
Thor Industries
THO
$4.14B
$39K ﹤0.01%
379
-157
-29% -$17K
GXDW
2328
Global X Funds Global X Dorsey Wright Thematic ETF
GXDW
$6.33M
$39K ﹤0.01%
882
+631
+251% +$30.9K
PDCE
2329
DELISTED
PDC Energy, Inc.
PDCE
$39K ﹤0.01%
810
+509
+169% +$26.1K
EPWR.U
2330
DELISTED
Empowerment & Inclusion Capital I Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EPWR.U
$39K ﹤0.01%
+4,000
New +$40.1K
RJA
2331
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$39K ﹤0.01%
4,595
– –
AFBI
2332
DELISTED
Affinity Bancshares
AFBI
$38K ﹤0.01%
+2,500
New +$36.6K
IHG icon
2333
InterContinental Hotels
IHG
$23.2B
$38K ﹤0.01%
600
+531
+770% +$35.2K
PACK icon
2334
Ranpak Holdings
PACK
$473M
$38K ﹤0.01%
+1,031
New +$36.4K
MTTR
2335
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$38K ﹤0.01%
1,875
+1,500
+400% +$34.4K
AEO icon
2336
American Eagle Outfitters
AEO
$3.01B
$37K ﹤0.01%
1,462
+620
+74% +$15.8K
BANX
2337
ArrowMark Financial
BANX
$199M
$37K ﹤0.01%
1,700
– –
EWM icon
2338
iShares MSCI Malaysia ETF
EWM
$332M
$37K ﹤0.01%
1,500
– –
FXF icon
2339
Invesco CurrencyShares Swiss Franc Trust
FXF
$398M
$37K ﹤0.01%
380
-488
-56% -$47.8K
HFXI icon
2340
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$2.1B
$37K ﹤0.01%
1,508
– –
IGD
2341
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$37K ﹤0.01%
6,105
– –
NHI icon
2342
National Health Investors
NHI
$3.65B
$37K ﹤0.01%
659
-518
-44% -$28.7K
TYL icon
2343
Tyler Technologies
TYL
$12.8B
$37K ﹤0.01%
69
-57
-45% -$29.5K
SRC
2344
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$37K ﹤0.01%
778
– –
CASY icon
2345
Casey's General Stores
CASY
$30.9B
$36K ﹤0.01%
187
+46
+33% +$8.89K
CCRN
2346
DELISTED
Cross Country Healthcare
CCRN
$36K ﹤0.01%
1,300
+200
+18% +$4.85K
CRESY
2347
Cresud
CRESY
$773M
$36K ﹤0.01%
8,047
– –
EWT icon
2348
iShares MSCI Taiwan ETF
EWT
$11.1B
$36K ﹤0.01%
546
-37
-6% -$2.37K
GLP icon
2349
Global Partners
GLP
$1.7B
$36K ﹤0.01%
1,567
+39
+3% +$895
NEO icon
2350
NeoGenomics
NEO
$2.13B
$36K ﹤0.01%
1,082
+436
+67% +$17.1K
92 93
94
95 96

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.