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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBIO
2301
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$19K ﹤0.01%
1,211
+690
+132% +$15.7K
SYKE
2302
DELISTED
SYKES Enterprises Inc
SYKE
$19K ﹤0.01%
444
– –
SRTA
2303
Strata Critical Medical Inc
SRTA
$519M
$18K ﹤0.01%
1,760
-240
-12% -$3.34K
BRZU icon
2304
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$97.2M
$18K ﹤0.01%
200
– –
CTMX icon
2305
CytomX Therapeutics
CTMX
$745M
$18K ﹤0.01%
2,349
– –
EBS icon
2306
Emergent Biosolutions
EBS
$233M
$18K ﹤0.01%
200
-600
-75% -$61.5K
ERII icon
2307
Energy Recovery
ERII
$418M
$18K ﹤0.01%
+1,000
New +$16K
EXP icon
2308
Eagle Materials
EXP
$6.44B
$18K ﹤0.01%
139
-5
-3% -$606
H icon
2309
Hyatt Hotels
H
$16.2B
$18K ﹤0.01%
219
+32
+17% +$2.52K
HAIN icon
2310
Hain Celestial
HAIN
$53.7M
$18K ﹤0.01%
413
+203
+97% +$8.63K
HUYA
2311
Huya Inc
HUYA
$556M
$18K ﹤0.01%
938
+840
+857% +$21.1K
IBMQ icon
2312
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$18K ﹤0.01%
+663
New +$18.2K
IDRV icon
2313
iShares Self-Driving EV and Tech ETF
IDRV
$138M
$18K ﹤0.01%
+394
New +$18.1K
NGVT icon
2314
Ingevity
NGVT
$2.61B
$18K ﹤0.01%
250
-39
-13% -$2.84K
NXST icon
2315
Nexstar Media Group
NXST
$5.9B
$18K ﹤0.01%
133
-20
-13% -$2.62K
PREF icon
2316
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$18K ﹤0.01%
919
+3
+0.3% +$62
SPXX icon
2317
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$345M
$18K ﹤0.01%
1,100
– –
TGI
2318
DELISTED
Triumph Group
TGI
$18K ﹤0.01%
1,000
– –
GTM
2319
ZoomInfo Technologies
GTM
$1.25B
$18K ﹤0.01%
387
+94
+32% +$4.72K
AAN
2320
DELISTED
The Aaron's Company Inc
AAN
$18K ﹤0.01%
728
-46
-6% -$1.01K
EDI
2321
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$18K ﹤0.01%
1,997
+797
+66% +$7.26K
SPAK
2322
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
$18K ﹤0.01%
+700
New +$21.2K
PRAH
2323
DELISTED
PRA Health Sciences, Inc.
PRAH
$18K ﹤0.01%
124
+36
+41% +$4.89K
AMKR icon
2324
Amkor Technology
AMKR
$13.4B
$17K ﹤0.01%
754
– –
AZTA icon
2325
Azenta
AZTA
$1.5B
$17K ﹤0.01%
216
-244
-53% -$19.7K
91 92
93
94 95

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.