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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EDIT icon
2276
Editas Medicine
EDIT
$442M
$43K ﹤0.01%
1,633
-6,260
-79% -$215K
GAM
2277
General American Investors Company
GAM
$1.61B
$43K ﹤0.01%
975
+65
+7% +$2.86K
JHG
2278
DELISTED
Janus Henderson
JHG
$43K ﹤0.01%
1,037
– –
MSA icon
2279
Mine Safety
MSA
$7.49B
$43K ﹤0.01%
289
+33
+13% +$4.95K
MUR icon
2280
Murphy Oil
MUR
$4.78B
$43K ﹤0.01%
1,657
+1,484
+858% +$41K
NNY icon
2281
Nuveen New York Municipal Value Fund
NNY
$157M
$43K ﹤0.01%
4,455
-1,000
-18% -$9.94K
ORI icon
2282
Old Republic International
ORI
$10.4B
$43K ﹤0.01%
1,795
+103
+6% +$2.56K
PFD
2283
Flaherty & Crumrine Preferred and Income Fund
PFD
$146M
$43K ﹤0.01%
2,500
– –
USCI icon
2284
US Commodity Index
USCI
$365M
$43K ﹤0.01%
1,000
– –
EQC
2285
DELISTED
Equity Commonwealth
EQC
$43K ﹤0.01%
1,661
+650
+64% +$16.9K
AAN
2286
DELISTED
The Aaron's Company Inc
AAN
$43K ﹤0.01%
1,782
-117
-6% -$2.99K
MDC
2287
DELISTED
M.D.C. Holdings, Inc.
MDC
$43K ﹤0.01%
781
-297
-28% -$15.1K
QFTA.WS
2288
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$43K ﹤0.01%
85,150
+11,000
+15% +$5.33K
AZPN
2289
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$43K ﹤0.01%
285
-86
-23% -$13K
ERII icon
2290
Energy Recovery
ERII
$443M
$42K ﹤0.01%
2,000
– –
FELE icon
2291
Franklin Electric
FELE
$4.84B
$42K ﹤0.01%
451
– –
FWONA icon
2292
Liberty Media Series A
FWONA
$23.6B
$42K ﹤0.01%
748
+17
+2% +$878
GLIN icon
2293
VanEck India Growth Leaders ETF
GLIN
$93.2M
$42K ﹤0.01%
1,000
– –
LILAK icon
2294
Liberty Latin America Class C
LILAK
$1.64B
$42K ﹤0.01%
4,087
– –
VRIG icon
2295
Invesco Variable Rate Investment Grade ETF
VRIG
$1.85B
$42K ﹤0.01%
1,678
-889
-35% -$22.3K
EXD
2296
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$42K ﹤0.01%
+3,500
New +$41.8K
STL
2297
DELISTED
Sterling Bancorp
STL
$42K ﹤0.01%
1,630
+311
+24% +$8.04K
AFG icon
2298
American Financial Group
AFG
$12.1B
$41K ﹤0.01%
300
+7
+2% +$962
CDNA icon
2299
CareDx
CDNA
$2.42B
$41K ﹤0.01%
912
+11
+1% +$574
CRSR icon
2300
Corsair Gaming
CRSR
$1.55B
$41K ﹤0.01%
1,971
+636
+48% +$15.2K
90 91
92
93 94

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.