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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SAIA icon
2276
Saia
SAIA
$9.49B
$9K ﹤0.01%
50
+16
+47% +$2.63K
SPMB icon
2277
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7.03B
$9K ﹤0.01%
367
– –
UCTT
2278
Ultra Clean Holdings
UCTT
$3.72B
$9K ﹤0.01%
300
– –
UTI icon
2279
Universal Technical Institute
UTI
$1.47B
$9K ﹤0.01%
1,500
-1,250
-45% -$7.16K
VVV icon
2280
Valvoline
VVV
$4.3B
$9K ﹤0.01%
430
+99
+30% +$2.14K
WIW
2281
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$9K ﹤0.01%
761
+756
+15,120% +$8.85K
ORAN
2282
DELISTED
Orange
ORAN
$9K ﹤0.01%
831
+118
+17% +$1.38K
AIF
2283
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$9K ﹤0.01%
+637
New +$8.54K
ENG
2284
DELISTED
ENGlobal Corp
ENG
$9K ﹤0.01%
+363
New +$4.16K
LSI
2285
DELISTED
Life Storage, Inc.
LSI
$9K ﹤0.01%
122
+57
+88% +$4.34K
TBIO
2286
DELISTED
Translate Bio, Inc. Common Stock
TBIO
$9K ﹤0.01%
521
– –
AGZ icon
2287
iShares Agency Bond ETF
AGZ
$563M
$8K ﹤0.01%
70
– –
AVNS
2288
DELISTED
Avanos Medical
AVNS
$8K ﹤0.01%
182
+25
+16% +$1.04K
BFAM icon
2289
Bright Horizons
BFAM
$3.81B
$8K ﹤0.01%
51
-7
-12% -$1.15K
BHV icon
2290
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$8K ﹤0.01%
505
– –
BWX icon
2291
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$8K ﹤0.01%
270
– –
DDIV icon
2292
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$80M
$8K ﹤0.01%
325
-32
-9% -$743
EZPW icon
2293
Ezcorp Inc
EZPW
$1.67B
$8K ﹤0.01%
1,700
+1,500
+750% +$7.54K
G icon
2294
Genpact
G
$5.73B
$8K ﹤0.01%
224
-46
-17% -$1.82K
HAIN icon
2295
Hain Celestial
HAIN
$53.4M
$8K ﹤0.01%
210
-265
-56% -$9.64K
HEFA icon
2296
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$8K ﹤0.01%
+271
New +$7.91K
IYK icon
2297
iShares US Consumer Staples ETF
IYK
$1.43B
$8K ﹤0.01%
+138
New +$7.32K
MIN
2298
Aberdeen Intermediate Income Fund
MIN
$278M
$8K ﹤0.01%
2,100
– –
NHI icon
2299
National Health Investors
NHI
$3.59B
$8K ﹤0.01%
126
+67
+114% +$4.26K
ONCY
2300
Oncolytics Biotech
ONCY
$95.8M
$8K ﹤0.01%
3,540
– –
90 91
92
93 94

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.