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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRUP icon
2251
Trupanion
TRUP
$1.27B
$60K ﹤0.01%
1,016
-128
-11% -$8.6K
BF.B icon
2252
Brown-Forman Class B
BF.B
$12.9B
$59K ﹤0.01%
888
+92
+12% +$6.69K
BPRN icon
2253
Princeton Bancorp
BPRN
$286M
$59K ﹤0.01%
2,107
-1,746
-45% -$49.7K
COMP icon
2254
Compass
COMP
$9.43B
$59K ﹤0.01%
25,688
– –
IMCB icon
2255
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$59K ﹤0.01%
1,095
+6
+0.6% +$358
MUE
2256
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$59K ﹤0.01%
6,114
– –
OPP
2257
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$59K ﹤0.01%
6,578
-40
-0.6% -$424
QTRX icon
2258
Quanterix
QTRX
$114M
$59K ﹤0.01%
+5,412
New +$68.8K
SGI
2259
Somnigroup International
SGI
$13.4B
$59K ﹤0.01%
2,457
-2,741
-53% -$71K
WTPI
2260
WisdomTree Equity Premium Income Fund
WTPI
$504M
$59K ﹤0.01%
+2,000
New +$64.4K
LVOX
2261
DELISTED
LiveVox Holding, Inc. Class A Common Stock
LVOX
$59K ﹤0.01%
+20,000
New +$42.1K
FNI
2262
DELISTED
First Trust Chindia ETF
FNI
$59K ﹤0.01%
1,701
– –
CID
2263
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$59K ﹤0.01%
2,394
+22
+0.9% +$617
LAC
2264
DELISTED
Lithium Americas Corp. Common Shares
LAC
$59K ﹤0.01%
2,250
– –
AMBA icon
2265
Ambarella
AMBA
$3.66B
$58K ﹤0.01%
1,050
+902
+609% +$66.8K
BEAM icon
2266
Beam Therapeutics
BEAM
$2.81B
$58K ﹤0.01%
1,228
-485
-28% -$27.7K
GCOW icon
2267
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$58K ﹤0.01%
2,200
– –
HOMB icon
2268
Home BancShares
HOMB
$6.16B
$58K ﹤0.01%
2,608
-186
-7% -$4.32K
HRL icon
2269
Hormel Foods
HRL
$13.6B
$58K ﹤0.01%
1,277
-1,412
-53% -$68.2K
IGI
2270
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.8M
$58K ﹤0.01%
3,800
– –
SIGI icon
2271
Selective Insurance
SIGI
$5.64B
$58K ﹤0.01%
733
-110
-13% -$8.96K
XM
2272
DELISTED
Qualtrics International Inc. Class A Common Stock
XM
$58K ﹤0.01%
5,761
-1,131
-16% -$14.1K
AMG icon
2273
Affiliated Managers Group
AMG
$9.67B
$57K ﹤0.01%
521
+33
+7% +$4.14K
CUBE icon
2274
CubeSmart
CUBE
$9.19B
$57K ﹤0.01%
1,449
-493
-25% -$22.2K
IQDF icon
2275
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$57K ﹤0.01%
3,250
– –
89 90
91
92 93

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.