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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BODI icon
2251
The Beachbody Company
BODI
$74.8M
$47K ﹤0.01%
400
– –
CPE
2252
DELISTED
Callon Petroleum Company
CPE
$47K ﹤0.01%
1,000
– –
KGC icon
2253
Kinross Gold
KGC
$32.8B
$46K ﹤0.01%
7,973
+98
+1% +$586
KRG icon
2254
Kite Realty
KRG
$5.36B
$46K ﹤0.01%
2,155
+1,909
+776% +$40.8K
LAD icon
2255
Lithia Motors
LAD
$8.26B
$46K ﹤0.01%
158
+72
+84% +$22.2K
LEGN icon
2256
Legend Biotech
LEGN
$4.01B
$46K ﹤0.01%
1,000
-500
-33% -$25.4K
LGND icon
2257
Ligand Pharmaceuticals
LGND
$6.36B
$46K ﹤0.01%
478
+157
+49% +$14.5K
LILA icon
2258
Liberty Latin America Class A
LILA
$1.67B
$46K ﹤0.01%
5,904
+1,619
+38% +$13.5K
LNTH icon
2259
Lantheus
LNTH
$6.59B
$46K ﹤0.01%
1,615
– –
MAIN icon
2260
Main Street Capital
MAIN
$5.48B
$46K ﹤0.01%
1,034
+20
+2% +$879
MATX icon
2261
Matsons
MATX
$6.18B
$46K ﹤0.01%
516
+2
+0.4% +$171
PBR icon
2262
Petrobras
PBR
$116B
$46K ﹤0.01%
4,229
– –
FEI
2263
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$46K ﹤0.01%
6,345
+206
+3% +$1.54K
FOR icon
2264
Forestar Group
FOR
$1.51B
$45K ﹤0.01%
2,100
– –
PEZ icon
2265
Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
PEZ
$22.9M
$45K ﹤0.01%
500
– –
PRFZ icon
2266
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.88B
$45K ﹤0.01%
1,190
+585
+97% +$22.3K
WEAV icon
2267
Weave Communications
WEAV
$423M
$45K ﹤0.01%
+3,000
New +$50.4K
KFYP
2268
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
$45K ﹤0.01%
1,539
– –
BFOR icon
2269
Barron's 400 ETF
BFOR
$236M
$44K ﹤0.01%
2,740
+12
+0.4% +$189
EDIV icon
2270
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.23B
$44K ﹤0.01%
1,500
– –
GGZ
2271
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$44K ﹤0.01%
2,820
– –
PTC icon
2272
PTC
PTC
$16B
$44K ﹤0.01%
374
-7,408
-95% -$893K
TCBI icon
2273
Texas Capital Bancshares
TCBI
$4.32B
$44K ﹤0.01%
741
– –
INFN
2274
DELISTED
Infinera Corporation Common Stock
INFN
$44K ﹤0.01%
4,598
+439
+11% +$3.72K
BNDW icon
2275
Vanguard Total World Bond ETF
BNDW
$1.89B
$43K ﹤0.01%
552
– –
89 90
91
92 93

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.