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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLYW icon
2226
Flywire
FLYW
$2.16B
$49K ﹤0.01%
1,300
– –
GHYG icon
2227
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$49K ﹤0.01%
1,004
-3,035
-75% -$150K
PAWZ icon
2228
ProShares Pet Care ETF
PAWZ
$33.6M
$49K ﹤0.01%
621
+257
+71% +$20.3K
RKT icon
2229
Rocket Companies
RKT
$38.9B
$49K ﹤0.01%
3,500
+2,219
+173% +$35.3K
RS icon
2230
Reliance Steel & Aluminium
RS
$21.6B
$49K ﹤0.01%
308
+9
+3% +$1.39K
SCHE icon
2231
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$49K ﹤0.01%
1,672
-85
-5% -$2.6K
TLTE icon
2232
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
$347M
$49K ﹤0.01%
846
– –
VYX icon
2233
NCR Voyix
VYX
$1.14B
$49K ﹤0.01%
1,992
+100
+5% +$2.54K
BSJO
2234
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$49K ﹤0.01%
1,992
– –
BSJN
2235
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$49K ﹤0.01%
1,974
– –
NOAC
2236
DELISTED
Natural Order Acquisition Corp. Common Stock
NOAC
$49K ﹤0.01%
5,000
– –
GSKY
2237
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$49K ﹤0.01%
4,346
– –
DCRN
2238
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
$49K ﹤0.01%
+4,998
New +$50K
AENT icon
2239
Alliance Entertainment
AENT
$289M
$48K ﹤0.01%
5,000
– –
CMC icon
2240
Commercial Metals
CMC
$8.31B
$48K ﹤0.01%
1,324
-112
-8% -$3.71K
HEZU icon
2241
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$48K ﹤0.01%
+1,275
New +$47.8K
IEUS icon
2242
iShares MSCI Europe Small-Cap ETF
IEUS
$185M
$48K ﹤0.01%
694
+197
+40% +$13.7K
ADX icon
2243
Adams Diversified Equity Fund
ADX
$3.2B
$47K ﹤0.01%
2,422
-873
-26% -$17.5K
AR icon
2244
Antero Resources
AR
$10.7B
$47K ﹤0.01%
2,725
– –
BB icon
2245
BlackBerry
BB
$5.26B
$47K ﹤0.01%
5,150
– –
CNXC icon
2246
Concentrix
CNXC
$1.57B
$47K ﹤0.01%
272
+110
+68% +$19.6K
GEM icon
2247
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.72B
$47K ﹤0.01%
1,282
+519
+68% +$19.3K
NUBD icon
2248
Nuveen ESG US Aggregate Bond ETF
NUBD
$466M
$47K ﹤0.01%
1,850
+300
+19% +$7.73K
VUZI icon
2249
Vuzix
VUZI
$224M
$47K ﹤0.01%
5,526
-45
-0.8% -$486
WIW
2250
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$47K ﹤0.01%
3,491
+50
+1% +$676
88 89
90
91 92

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.