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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HST icon
2201
Host Hotels & Resorts
HST
$15.4B
$67K ﹤0.01%
4,254
-1,523
-26% -$26.5K
SJNK icon
2202
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$67K ﹤0.01%
2,819
+727
+35% +$17.9K
SLRC icon
2203
SLR Investment Corp
SLRC
$705M
$67K ﹤0.01%
5,466
-272
-5% -$3.99K
BDC icon
2204
Belden
BDC
$5.25B
$66K ﹤0.01%
1,105
+515
+87% +$32.8K
FLV icon
2205
American Century Focused Large Cap Value ETF
FLV
$377M
$66K ﹤0.01%
1,257
+257
+26% +$14.8K
HMN icon
2206
Horace Mann Educators
HMN
$2.11B
$66K ﹤0.01%
1,890
+1,344
+246% +$48.4K
KIM icon
2207
Kimco Realty
KIM
$16.1B
$66K ﹤0.01%
3,627
+59
+2% +$1.24K
LIDR icon
2208
AEye
LIDR
$61.6M
$66K ﹤0.01%
+1,997
New +$111K
LKQ icon
2209
LKQ Corp
LKQ
$6.19B
$66K ﹤0.01%
1,402
+1,331
+1,875% +$69.6K
MOMO
2210
Hello Group
MOMO
$879M
$66K ﹤0.01%
14,300
– –
MORT icon
2211
VanEck Mortgage REIT Income ETF
MORT
$366M
$66K ﹤0.01%
6,035
+41
+0.7% +$589
PBF icon
2212
PBF Energy
PBF
$7.88B
$66K ﹤0.01%
1,925
-711
-27% -$22.5K
LOGC
2213
DELISTED
ContextLogic
LOGC
$66K ﹤0.01%
3,037
+18
+0.6% +$746
LBC
2214
DELISTED
Luther Burbank Corporation Common Stock
LBC
$66K ﹤0.01%
5,721
-2,824
-33% -$36.3K
PFLT icon
2215
PennantPark Floating Rate Capital
PFLT
$726M
$65K ﹤0.01%
6,855
– –
SQM icon
2216
Sociedad Química y Minera de Chile
SQM
$20.8B
$65K ﹤0.01%
723
-191
-21% -$18.5K
BRO icon
2217
Brown & Brown
BRO
$23.8B
$64K ﹤0.01%
1,065
-288
-21% -$18.1K
BWX icon
2218
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$64K ﹤0.01%
3,113
+3,060
+5,774% +$69.1K
MAN icon
2219
ManpowerGroup
MAN
$2.6B
$64K ﹤0.01%
1,012
+974
+2,563% +$73.3K
PFM icon
2220
Invesco Dividend Achievers ETF
PFM
$809M
$64K ﹤0.01%
2,000
– –
PFN
2221
PIMCO Income Strategy Fund II
PFN
$703M
$64K ﹤0.01%
+9,300
New +$72.2K
RIOT icon
2222
Riot Platforms
RIOT
$7.33B
$64K ﹤0.01%
9,191
+8,881
+2,865% +$62.5K
SCCO icon
2223
Southern Copper
SCCO
$169B
$64K ﹤0.01%
1,550
-30
-2% -$1.33K
WSM icon
2224
Williams-Sonoma
WSM
$29.5B
$64K ﹤0.01%
1,106
+54
+5% +$3.83K
TA
2225
DELISTED
TravelCenters of America LLC
TA
$64K ﹤0.01%
1,200
-226
-16% -$11.3K
87 88
89
90 91

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.