We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPRU icon
2176
Spruce Power Holding Corp
SPRU
$40.2M
$71K ﹤0.01%
10,088
– –
STNE icon
2177
StoneCo
STNE
$2.55B
$71K ﹤0.01%
7,467
-40
-0.5% -$383
FNDX icon
2178
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$70K ﹤0.01%
4,413
-2,085
-32% -$36.8K
III icon
2179
Information Services Group
III
$252M
$70K ﹤0.01%
14,775
-2,754
-16% -$17.1K
INDY icon
2180
iShares S&P India Nifty 50 Index Fund
INDY
$566M
$70K ﹤0.01%
1,675
-2,850
-63% -$124K
LGLV icon
2181
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$70K ﹤0.01%
573
– –
LOCL icon
2182
Local Bounti
LOCL
$26.4M
$70K ﹤0.01%
1,900
-231
-11% -$10.8K
OPBK icon
2183
OP Bancorp
OPBK
$232M
$70K ﹤0.01%
6,376
-3,168
-33% -$36.4K
QRMI icon
2184
Global X NASDAQ 100 Risk Managed Income ETF
QRMI
$14.5M
$70K ﹤0.01%
3,857
-800
-17% -$15.5K
SONO icon
2185
Sonos
SONO
$1.87B
$70K ﹤0.01%
5,107
+449
+10% +$7.97K
RMGC
2186
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$70K ﹤0.01%
7,100
-59,400
-89% -$587K
CDNA icon
2187
CareDx
CDNA
$2.47B
$69K ﹤0.01%
4,108
+3,005
+272% +$64.5K
DMRC icon
2188
Digimarc Corp
DMRC
$168M
$69K ﹤0.01%
5,100
+5,000
+5,000% +$80.9K
EUFN icon
2189
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$69K ﹤0.01%
5,023
+3,402
+210% +$52.5K
JWN
2190
DELISTED
Nordstrom
JWN
$69K ﹤0.01%
4,225
+3,906
+1,224% +$81.6K
TFLO icon
2191
iShares Treasury Floating Rate Bond ETF
TFLO
$6.72B
$69K ﹤0.01%
+1,372
New +$69.2K
MTTR
2192
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$69K ﹤0.01%
18,334
+1,144
+7% +$5.04K
CLH icon
2193
Clean Harbors
CLH
$16.5B
$68K ﹤0.01%
625
-169
-21% -$18.1K
FERG icon
2194
Ferguson
FERG
$51.8B
$68K ﹤0.01%
669
-1,123
-63% -$131K
IDNA icon
2195
iShares Genomics Immunology and Healthcare ETF
IDNA
$208M
$68K ﹤0.01%
2,584
+2,078
+411% +$64.1K
BCI icon
2196
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.07B
$67K ﹤0.01%
2,612
– –
BIZD icon
2197
VanEck BDC Income ETF
BIZD
$1.67B
$67K ﹤0.01%
4,962
+550
+12% +$8.57K
EWBC icon
2198
East-West Bancorp
EWBC
$18.1B
$67K ﹤0.01%
1,020
-57
-5% -$4.05K
FYC icon
2199
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$67K ﹤0.01%
1,249
+768
+160% +$45.2K
HSIC icon
2200
Henry Schein
HSIC
$9.81B
$67K ﹤0.01%
1,047
-5
-0.5% -$371
86 87
88
89 90

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.