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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
2151
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$58K ﹤0.01%
1,878
+758
+68% +$23.5K
SSB icon
2152
SouthState Bank Corp
SSB
$10.5B
$58K ﹤0.01%
730
+173
+31% +$13.7K
SUSA icon
2153
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
$58K ﹤0.01%
554
-16
-3% -$1.65K
VTC icon
2154
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$58K ﹤0.01%
650
– –
LSI
2155
DELISTED
Life Storage, Inc.
LSI
$58K ﹤0.01%
380
+283
+292% +$37.8K
BTRS
2156
DELISTED
BTRS Holdings Inc. Class 1 Common Stock
BTRS
$58K ﹤0.01%
7,500
– –
FMBH icon
2157
First Mid Bancshares
FMBH
$1.36B
$57K ﹤0.01%
1,350
– –
IDEV icon
2158
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$57K ﹤0.01%
850
– –
ORMP icon
2159
Oramed Pharmaceuticals
ORMP
$179M
$57K ﹤0.01%
+4,000
New +$83.6K
WIX icon
2160
WIX.com
WIX
$2.52B
$57K ﹤0.01%
368
-46
-11% -$7.98K
PSXP
2161
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$57K ﹤0.01%
1,598
+14
+0.9% +$522
BBWI icon
2162
Bath & Body Works
BBWI
$4.1B
$56K ﹤0.01%
805
-103
-11% -$7.31K
CC icon
2163
Chemours
CC
$2.37B
$56K ﹤0.01%
1,699
+224
+15% +$6.98K
EAGG icon
2164
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$56K ﹤0.01%
1,028
+70
+7% +$3.85K
LSCC icon
2165
Lattice Semiconductor
LSCC
$18.5B
$56K ﹤0.01%
748
+648
+648% +$48.1K
PTLO icon
2166
Portillo's
PTLO
$321M
$56K ﹤0.01%
+1,500
New +$60.1K
FLNA
2167
Filana Therapeutics
FLNA
$48.1M
$56K ﹤0.01%
1,312
+37
+3% +$1.94K
UA icon
2168
Under Armour Class C
UA
$2.53B
$56K ﹤0.01%
3,131
+10
+0.3% +$194
GCV
2169
Gabelli Convertible and Income Securities Fund
GCV
$94.7M
$55K ﹤0.01%
8,069
– –
GFS icon
2170
GlobalFoundries
GFS
$29.6B
$55K ﹤0.01%
+850
New +$52.8K
HWM icon
2171
Howmet Aerospace
HWM
$112B
$55K ﹤0.01%
1,750
+1,310
+298% +$40.4K
NVAX icon
2172
Novavax
NVAX
$1.31B
$55K ﹤0.01%
386
+149
+63% +$25.6K
PARAA
2173
DELISTED
Paramount Global Class A
PARAA
$55K ﹤0.01%
1,650
+1,482
+882% +$55.5K
PFXF icon
2174
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$55K ﹤0.01%
2,536
– –
SNX icon
2175
TD Synnex
SNX
$20.2B
$55K ﹤0.01%
490
+312
+175% +$33.9K
85 86
87
88 89

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.