We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTS icon
2101
Fortis
FTS
$28.7B
$64K ﹤0.01%
1,335
-73
-5% -$3.3K
NBB icon
2102
Nuveen Taxable Municipal Income Fund
NBB
$453M
$64K ﹤0.01%
2,834
-2,683
-49% -$60.8K
HYZN
2103
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$64K ﹤0.01%
200
– –
UNVR
2104
DELISTED
Univar Solutions Inc.
UNVR
$64K ﹤0.01%
2,307
+348
+18% +$9.4K
BLDR icon
2105
Builders FirstSource
BLDR
$8.04B
$63K ﹤0.01%
739
+6
+0.8% +$406
EWG icon
2106
iShares MSCI Germany ETF
EWG
$1.68B
$63K ﹤0.01%
1,925
– –
GRFS
2107
Grifois
GRFS
$5.4B
$63K ﹤0.01%
5,714
+208
+4% +$2.55K
TRN icon
2108
Trinity Industries
TRN
$2.38B
$63K ﹤0.01%
2,105
-17
-0.8% -$486
ALEC icon
2109
Alector
ALEC
$199M
$62K ﹤0.01%
3,019
+15
+0.5% +$338
BF.B icon
2110
Brown-Forman Class B
BF.B
$13.1B
$62K ﹤0.01%
861
-819
-49% -$58.3K
CLOU icon
2111
Global X Cloud Computing ETF
CLOU
$263M
$62K ﹤0.01%
2,357
– –
IRTC icon
2112
iRhythm Holdings
IRTC
$4.2B
$62K ﹤0.01%
537
– –
CCMP
2113
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$62K ﹤0.01%
329
+112
+52% +$16.2K
HAWX icon
2114
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$355M
$61K ﹤0.01%
1,897
+27
+1% +$884
IXC icon
2115
iShares Global Energy ETF
IXC
$2.62B
$61K ﹤0.01%
2,226
-314
-12% -$8.9K
KBR icon
2116
KBR
KBR
$4.8B
$61K ﹤0.01%
1,291
+454
+54% +$20K
NBH
2117
Neuberger Municipal Fund Inc
NBH
$304M
$61K ﹤0.01%
4,006
+12
+0.3% +$188
RYAAY icon
2118
Ryanair
RYAAY
$31.3B
$61K ﹤0.01%
1,533
-252
-14% -$11K
SNN icon
2119
Smith & Nephew
SNN
$12.6B
$61K ﹤0.01%
1,821
+248
+16% +$8.52K
PFHD
2120
DELISTED
Professional Holding Corp. Class A Common stock
PFHD
$61K ﹤0.01%
+3,208
New +$61.2K
ENPC
2121
DELISTED
Executive Network Partnering Corporation
ENPC
$61K ﹤0.01%
6,250
+2,500
+67% +$24.6K
ARKX icon
2122
ARK Space & Defense Innovation ETF
ARKX
$850M
$60K ﹤0.01%
3,198
– –
AWR icon
2123
American States Water
AWR
$3.46B
$60K ﹤0.01%
593
-7
-1% -$659
GFI icon
2124
Gold Fields
GFI
$36.5B
$60K ﹤0.01%
5,485
– –
IYM icon
2125
iShares US Basic Materials ETF
IYM
$1.02B
$60K ﹤0.01%
430
+276
+179% +$37.2K
83 84
85
86 87

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.