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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSS icon
2051
One Stop Systems
OSS
$315M
$33K ﹤0.01%
+5,250
New +$32K
RPV icon
2052
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$33K ﹤0.01%
+448
New +$31K
CLR
2053
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$33K ﹤0.01%
1,314
– –
CVET
2054
DELISTED
Covetrus, Inc. Common Stock
CVET
$33K ﹤0.01%
1,114
+1,099
+7,327% +$37.5K
RPAI
2055
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$33K ﹤0.01%
3,150
-407
-11% -$4.16K
DWAS icon
2056
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$32K ﹤0.01%
385
+9
+2% +$773
ENOV icon
2057
Enovis
ENOV
$1.4B
$32K ﹤0.01%
448
-16
-3% -$1.17K
EWD icon
2058
iShares MSCI Sweden ETF
EWD
$593M
$32K ﹤0.01%
725
-205
-22% -$8.78K
MAS icon
2059
Masco
MAS
$14.7B
$32K ﹤0.01%
548
+252
+85% +$14.1K
MLR icon
2060
Miller Industries
MLR
$606M
$32K ﹤0.01%
+695
New +$29.1K
PEB icon
2061
Pebblebrook Hotel Trust
PEB
$2B
$32K ﹤0.01%
1,328
+341
+35% +$7.49K
PEJ icon
2062
Invesco Leisure and Entertainment ETF
PEJ
$306M
$32K ﹤0.01%
+700
New +$32.3K
RVLV icon
2063
Revolve Group
RVLV
$1.73B
$32K ﹤0.01%
734
-1,830
-71% -$74.5K
SLRC icon
2064
SLR Investment Corp
SLRC
$708M
$32K ﹤0.01%
1,848
-1,840
-50% -$33.7K
SNEX icon
2065
StoneX
SNEX
$7.81B
$32K ﹤0.01%
+2,531
New +$30.5K
STEW
2066
SRH Total Return Fund
STEW
$1.82B
$32K ﹤0.01%
2,576
+23
+0.9% +$270
TKR icon
2067
Timken Company
TKR
$8.77B
$32K ﹤0.01%
407
+294
+260% +$23.5K
TRP icon
2068
TC Energy
TRP
$66B
$32K ﹤0.01%
715
+252
+54% +$11.2K
UTF icon
2069
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$32K ﹤0.01%
1,174
+21
+2% +$558
VWOB icon
2070
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.22B
$32K ﹤0.01%
430
+2
+0.5% +$159
CSSE
2071
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$32K ﹤0.01%
+1,350
New +$34.5K
BFIT
2072
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$32K ﹤0.01%
+1,230
New +$32.3K
DTP
2073
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$32K ﹤0.01%
+657
New +$31.3K
AIT icon
2074
Applied Industrial Technologies
AIT
$13.2B
$31K ﹤0.01%
346
-109
-24% -$9.25K
ATR icon
2075
AptarGroup
ATR
$8.5B
$31K ﹤0.01%
220
-33
-13% -$4.55K
81 82
83
84 85

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.