We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOXA icon
2001
Fox Class A
FOXA
$26.9B
$416K ﹤0.01%
5,695
-113
-2% -$7.38K
NBN icon
2002
Northeast Bank
NBN
$1.14B
$416K ﹤0.01%
4,000
– –
MUE
2003
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$414K ﹤0.01%
41,318
+3,341
+9% +$33.5K
APTV icon
2004
Aptiv
APTV
$10.3B
$414K ﹤0.01%
5,439
-110
-2% -$8.83K
PSCI icon
2005
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$413K ﹤0.01%
2,749
– –
FLRT icon
2006
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$669M
$412K ﹤0.01%
8,739
+1,511
+21% +$71.5K
FG icon
2007
F&G Annuities & Life
FG
$3.62B
$411K ﹤0.01%
13,314
+13,206
+12,228% +$413K
UDR icon
2008
UDR
UDR
$12.3B
$410K ﹤0.01%
11,174
+1,071
+11% +$38.1K
CRF
2009
Cornerstone Total Return Fund
CRF
$1.17B
$409K ﹤0.01%
51,106
+2,105
+4% +$16.8K
CNP icon
2010
CenterPoint Energy
CNP
$26.8B
$408K ﹤0.01%
10,637
-7,657
-42% -$298K
IYT icon
2011
iShares US Transportation ETF
IYT
$2.28B
$407K ﹤0.01%
5,466
-72
-1% -$5.23K
MCI
2012
Barings Corporate Investors
MCI
$345M
$406K ﹤0.01%
22,392
+17,394
+348% +$354K
BST icon
2013
BlackRock Science and Technology Trust
BST
$1.69B
$406K ﹤0.01%
10,018
+9
+0.1% +$370
LCTU icon
2014
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.26B
$404K ﹤0.01%
5,446
+1,940
+55% +$143K
FLG.PRU
2015
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$403K ﹤0.01%
10,074
– –
BYLD icon
2016
iShares Yield Optimized Bond ETF
BYLD
$443M
$402K ﹤0.01%
17,653
– –
SAIA icon
2017
Saia
SAIA
$9.72B
$402K ﹤0.01%
1,231
+825
+203% +$249K
EMHY icon
2018
iShares JPMorgan EM High Yield Bond ETF
EMHY
$637M
$400K ﹤0.01%
9,901
-851
-8% -$34.1K
RGNX icon
2019
Regenxbio
RGNX
$708M
$399K ﹤0.01%
27,720
+947
+4% +$11.8K
AL
2020
DELISTED
Air Lease Corp
AL
$399K ﹤0.01%
6,210
-1,006
-14% -$64.2K
BAH icon
2021
Booz Allen Hamilton
BAH
$9.15B
$398K ﹤0.01%
4,723
-1,412
-23% -$126K
ASR icon
2022
Grupo Aeroportuario del Sureste
ASR
$8.3B
$398K ﹤0.01%
1,231
+1,226
+24,520% +$379K
PTC icon
2023
PTC
PTC
$16B
$397K ﹤0.01%
2,281
+216
+10% +$40.1K
LIT icon
2024
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$396K ﹤0.01%
6,107
+301
+5% +$18.6K
EFIV icon
2025
State Street SPDR S&P 500 ESG ETF
EFIV
$1.04B
$396K ﹤0.01%
5,987
-83
-1% -$5.4K
79 80
81
82 83

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.