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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
1976
Tyson Foods
TSN
$20.4B
$103K ﹤0.01%
1,573
-40,236
-96% -$3.18M
VCEL icon
1977
Vericel Corp
VCEL
$2.31B
$103K ﹤0.01%
4,466
+4,312
+2,800% +$118K
TSP
1978
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
$103K ﹤0.01%
13,736
-6,306
-31% -$52.8K
AWF
1979
AllianceBernstein Global High Income Fund
AWF
$872M
$102K ﹤0.01%
11,574
+4
+0% +$40
BILL icon
1980
BILL Holdings
BILL
$4.78B
$102K ﹤0.01%
782
+52
+7% +$7.47K
MDYG icon
1981
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$102K ﹤0.01%
1,700
-105
-6% -$6.93K
PBW icon
1982
Invesco WilderHill Clean Energy ETF
PBW
$461M
$102K ﹤0.01%
2,122
-79
-4% -$4.3K
PREF icon
1983
Principal Spectrum Preferred Securities Active ETF
PREF
$1.78B
$102K ﹤0.01%
6,120
+21
+0.3% +$370
RMM
1984
RiverNorth Managed Duration Municipal Income Fund
RMM
$290M
$102K ﹤0.01%
7,010
+2,012
+40% +$32.3K
SE icon
1985
Sea Limited
SE
$69.5B
$102K ﹤0.01%
1,858
+368
+25% +$25.6K
SMPL icon
1986
Simply Good Foods
SMPL
$982M
$102K ﹤0.01%
3,201
+2,265
+242% +$74.3K
CMS icon
1987
CMS Energy
CMS
$22.3B
$101K ﹤0.01%
1,735
+1,090
+169% +$73.3K
H icon
1988
Hyatt Hotels
H
$16.7B
$100K ﹤0.01%
1,239
+986
+390% +$83.8K
HPS
1989
John Hancock Preferred Income Fund III
HPS
$458M
$100K ﹤0.01%
6,702
-3,108
-32% -$49.9K
PJT icon
1990
PJT Partners
PJT
$4.38B
$100K ﹤0.01%
1,520
+77
+5% +$5.4K
QDEL icon
1991
QuidelOrtho
QDEL
$838M
$100K ﹤0.01%
1,402
+1,179
+529% +$105K
ARTY
1992
iShares Future AI & Tech ETF
ARTY
$3.81B
$100K ﹤0.01%
4,222
+101
+2% +$2.76K
BOKF icon
1993
BOK Financial
BOKF
$8.74B
$99K ﹤0.01%
1,122
+45
+4% +$3.89K
GBTG icon
1994
American Express Global Business Travel
GBTG
$4.94B
$99K ﹤0.01%
17,599
– –
MAA icon
1995
Mid-America Apartment Communities
MAA
$15.7B
$99K ﹤0.01%
647
+104
+19% +$17.9K
SHAG icon
1996
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$47.3M
$99K ﹤0.01%
+2,145
New +$102K
CBH
1997
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$99K ﹤0.01%
11,750
+2,500
+27% +$22.2K
BKI
1998
DELISTED
Black Knight, Inc. Common Stock
BKI
$99K ﹤0.01%
1,542
+610
+65% +$40.2K
ACQRU
1999
DELISTED
Independence Holdings Corp. Units
ACQRU
$99K ﹤0.01%
10,000
– –
ARKF icon
2000
ARK Blockchain & Fintech Innovation ETF
ARKF
$761M
$98K ﹤0.01%
6,456
+153
+2% +$2.72K
78 79
80
81 82

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.