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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
METV icon
1851
Roundhill Ball Metaverse ETF
METV
$212M
$157K ﹤0.01%
16,769
-1,000
-6% -$8.53K
ATRA icon
1852
Atara Biotherapeutics
ATRA
$76.6M
$156K ﹤0.01%
2,157
– –
BIRD icon
1853
Smartbird Inc
BIRD
$21.9M
$156K ﹤0.01%
6,608
-1,062
-14% -$49K
LPTV
1854
DELISTED
Loop Media, Inc.
LPTV
$153K ﹤0.01%
26,667
– –
CRWS icon
1855
Crown Crafts
CRWS
$32.1M
$151K ﹤0.01%
26,300
– –
ATNM icon
1856
Actinium Pharmaceuticals
ATNM
$24.5M
$150K ﹤0.01%
15,923
+842
+6% +$8.89K
PDT
1857
John Hancock Premium Dividend Fund
PDT
$627M
$147K ﹤0.01%
11,887
-1,485
-11% -$19.2K
SMFG icon
1858
Sumitomo Mitsui Financial
SMFG
$160B
$146K ﹤0.01%
18,326
+806
+5% +$6.82K
GBTG icon
1859
American Express Global Business Travel
GBTG
$4.94B
$143K ﹤0.01%
21,623
+1,630
+8% +$11.2K
ISD
1860
PGIM High Yield Bond Fund
ISD
$419M
$143K ﹤0.01%
11,781
+781
+7% +$9.73K
DB icon
1861
Deutsche Bank
DB
$72B
$141K ﹤0.01%
13,911
+13,130
+1,681% +$157K
GGN
1862
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$141K ﹤0.01%
38,633
+5,650
+17% +$20.8K
LUMN icon
1863
Lumen
LUMN
$6.77B
$138K ﹤0.01%
52,353
+28,267
+117% +$114K
PVBC
1864
DELISTED
Provident Bancorp
PVBC
$138K ﹤0.01%
20,212
– –
GNPX icon
1865
Genprex
GNPX
$2.17M
$136K ﹤0.01%
+3
New +$169K
VVR icon
1866
Invesco Senior Income Trust
VVR
$459M
$135K ﹤0.01%
36,944
+2
+0% +$8
SBRA icon
1867
Sabra Healthcare REIT
SBRA
$5.28B
$132K ﹤0.01%
11,531
+3
+0% +$37
EDIT icon
1868
Editas Medicine
EDIT
$435M
$131K ﹤0.01%
18,154
+1,000
+6% +$8.89K
MOMO
1869
Hello Group
MOMO
$875M
$130K ﹤0.01%
14,300
– –
NXDT
1870
NexPoint Diversified Real Estate Trust
NXDT
$245M
$127K ﹤0.01%
12,322
-923
-7% -$10.9K
RNW icon
1871
ReNew
RNW
$2.24B
$127K ﹤0.01%
22,735
+8,600
+61% +$45.9K
SIRI icon
1872
SiriusXM
SIRI
$9.65B
$127K ﹤0.01%
3,217
+381
+13% +$18.2K
FDEU
1873
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$127K ﹤0.01%
10,000
– –
ENFN
1874
DELISTED
Enfusion, Inc.
ENFN
$126K ﹤0.01%
12,000
– –
NVTS icon
1875
Navitas Semiconductor
NVTS
$3.49B
$124K ﹤0.01%
17,086
– –
73 74
75
76 77

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.