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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNG icon
1851
Cheniere Energy
LNG
$52.9B
$121K ﹤0.01%
1,202
+275
+30% +$28.7K
LSXMA
1852
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$121K ﹤0.01%
3,253
+61
+2% +$2.25K
CHEF icon
1853
Chefs' Warehouse
CHEF
$4.5B
$120K ﹤0.01%
3,625
-2,385
-40% -$78.6K
FNDX icon
1854
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$120K ﹤0.01%
6,153
+921
+18% +$17.5K
DFJ icon
1855
WisdomTree Japan SmallCap Dividend Fund
DFJ
$400M
$119K ﹤0.01%
1,681
+280
+20% +$20.5K
DVAX
1856
DELISTED
Dynavax Technologies
DVAX
$119K ﹤0.01%
8,500
– –
BBBY
1857
Bed Bath & Beyond
BBBY
$442M
$118K ﹤0.01%
2,200
– –
CASH icon
1858
Pathward Financial
CASH
$1.8B
$118K ﹤0.01%
1,983
+1,892
+2,079% +$113K
NDSN icon
1859
Nordson
NDSN
$17.3B
$118K ﹤0.01%
468
+69
+17% +$17.7K
VGM icon
1860
Invesco Trust Investment Grade Municipals
VGM
$564M
$118K ﹤0.01%
8,516
-1,174
-12% -$16.1K
AACIU
1861
DELISTED
Armada Acquisition Corp. I Unit
AACIU
$118K ﹤0.01%
+11,780
New +$117K
MOMO
1862
Hello Group
MOMO
$866M
$117K ﹤0.01%
13,048
-17,112
-57% -$196K
PHT
1863
DELISTED
Pioneer High Income Fund
PHT
$117K ﹤0.01%
12,087
– –
PRG icon
1864
PROG Holdings
PRG
$1.71B
$117K ﹤0.01%
2,597
-259
-9% -$11.7K
REET icon
1865
iShares Global REIT ETF
REET
$5.11B
$117K ﹤0.01%
3,826
– –
AEG icon
1866
Aegon
AEG
$14.1B
$116K ﹤0.01%
24,816
-69
-0.3% -$323
CMBS icon
1867
iShares CMBS ETF
CMBS
$472M
$116K ﹤0.01%
2,190
-457
-17% -$24.4K
GGN
1868
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$116K ﹤0.01%
31,122
+4,063
+15% +$15.6K
LRN icon
1869
Stride
LRN
$3.43B
$116K ﹤0.01%
3,500
– –
AVB icon
1870
AvalonBay Communities
AVB
$26.8B
$115K ﹤0.01%
460
-158
-26% -$37.7K
ONL
1871
Orion Office REIT
ONL
$160M
$115K ﹤0.01%
+6,204
New +$123K
PINE
1872
Alpine Income Property Trust
PINE
$352M
$115K ﹤0.01%
5,763
+77
+1% +$1.44K
TWCBU
1873
DELISTED
Bilander Acquisition Corp. Unit
TWCBU
$115K ﹤0.01%
+11,600
New +$116K
DPZ icon
1874
Domino's
DPZ
$11.6B
$114K ﹤0.01%
204
-1,435
-88% -$730K
IRT icon
1875
Independence Realty Trust
IRT
$4.07B
$114K ﹤0.01%
+4,425
New +$105K
73 74
75
76 77

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.