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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
1801
Norwegian Cruise Line
NCLH
$8.84B
$469K ﹤0.01%
19,051
-1,192
-6% -$29K
GOF icon
1802
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$467K ﹤0.01%
31,183
+1,175
+4% +$17.6K
EUSA icon
1803
iShares MSCI USA Equal Weighted ETF
EUSA
$1.93B
$466K ﹤0.01%
+4,524
New +$459K
CSB icon
1804
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$266M
$465K ﹤0.01%
+7,855
New +$457K
DFNL icon
1805
Davis Select Financial ETF
DFNL
$491M
$464K ﹤0.01%
10,255
-1,175
-10% -$52K
ICVT icon
1806
iShares Convertible Bond ETF
ICVT
$7.46B
$463K ﹤0.01%
4,629
-33,871
-88% -$3.18M
JHX icon
1807
James Hardie Industries
JHX
$17.5B
$462K ﹤0.01%
+24,071
New +$576K
VGM icon
1808
Invesco Trust Investment Grade Municipals
VGM
$564M
$461K ﹤0.01%
45,548
+879
+2% +$8.52K
AL
1809
DELISTED
Air Lease Corp
AL
$459K ﹤0.01%
+7,216
New +$431K
SIMO icon
1810
Silicon Motion
SIMO
$8.68B
$459K ﹤0.01%
+4,840
New +$385K
BALL icon
1811
Ball Corp
BALL
$16.8B
$458K ﹤0.01%
9,092
-2,403
-21% -$130K
LION icon
1812
Lionsgate Studios
LION
$3.86B
$457K ﹤0.01%
66,226
+4,981
+8% +$32K
GMF icon
1813
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
$457K ﹤0.01%
+3,285
New +$433K
IEX icon
1814
IDEX
IEX
$17.3B
$455K ﹤0.01%
2,798
-75,828
-96% -$12.8M
BAB icon
1815
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$454K ﹤0.01%
16,649
+309
+2% +$8.26K
SIL icon
1816
Global X Silver Miners ETF NEW
SIL
$4.74B
$452K ﹤0.01%
+6,315
New +$354K
MCHI icon
1817
iShares MSCI China ETF
MCHI
$6.38B
$452K ﹤0.01%
+6,869
New +$412K
CBSH icon
1818
Commerce Bancshares
CBSH
$8.5B
$452K ﹤0.01%
+7,946
New +$467K
CPRX
1819
DELISTED
Catalyst Pharmaceutical
CPRX
$452K ﹤0.01%
22,928
+9,320
+68% +$192K
VTRS icon
1820
Viatris
VTRS
$18.9B
$451K ﹤0.01%
45,580
+3,554
+8% +$34.6K
ONEQ icon
1821
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$451K ﹤0.01%
+5,056
New +$427K
HAS icon
1822
Hasbro
HAS
$13.2B
$451K ﹤0.01%
+5,939
New +$461K
MFC icon
1823
Manulife Financial
MFC
$73.5B
$449K ﹤0.01%
14,429
+1,078
+8% +$33.2K
EDV icon
1824
Vanguard World Funds Extended Duration ETF
EDV
$3.5B
$448K ﹤0.01%
+6,548
New +$432K
CORN icon
1825
Teucrium Corn Fund
CORN
$165M
$447K ﹤0.01%
25,593
+2,568
+11% +$44.8K
71 72
73
74 75

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.