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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USL icon
1801
United States 12 Month Oil Fund,
USL
$43.3M
$144K ﹤0.01%
4,446
– –
JWSM
1802
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$144K ﹤0.01%
14,556
+10,396
+250% +$103K
VTIQ
1803
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
$144K ﹤0.01%
14,700
-20,435
-58% -$201K
AIVL icon
1804
WisdomTree US AI Enhanced Value Fund
AIVL
$436M
$143K ﹤0.01%
1,758
– –
EG icon
1805
Everest Group
EG
$14.4B
$143K ﹤0.01%
551
-31
-5% -$8.39K
CEM
1806
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$143K ﹤0.01%
4,800
– –
HZNP
1807
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$143K ﹤0.01%
2,313
-1,579
-41% -$110K
IGLB icon
1808
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.8B
$142K ﹤0.01%
2,960
+760
+35% +$40.5K
MRVI icon
1809
Maravai LifeSciences
MRVI
$919M
$142K ﹤0.01%
+5,600
New +$141K
MT icon
1810
ArcelorMittal
MT
$55.3B
$142K ﹤0.01%
7,183
+6,592
+1,115% +$151K
VSTO
1811
DELISTED
Vista Outdoor Inc.
VSTO
$142K ﹤0.01%
5,859
+4,402
+302% +$125K
CGBD icon
1812
Carlyle Secured Lending
CGBD
$758M
$141K ﹤0.01%
12,398
-4,213
-25% -$57.2K
SGDM icon
1813
Sprott Gold Miners ETF
SGDM
$662M
$141K ﹤0.01%
6,634
– –
CHGG icon
1814
Chegg
CHGG
$102M
$140K ﹤0.01%
6,685
+4,007
+150% +$83K
JHSC icon
1815
John Hancock Multifactor Small Cap ETF
JHSC
$741M
$140K ﹤0.01%
5,004
+668
+15% +$20.6K
COLD icon
1816
Americold
COLD
$4.27B
$139K ﹤0.01%
5,672
+5,552
+4,627% +$168K
ETO
1817
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$139K ﹤0.01%
6,880
-12,838
-65% -$312K
JLL icon
1818
Jones Lang LaSalle
JLL
$16.7B
$139K ﹤0.01%
925
-51
-5% -$8.89K
LECO icon
1819
Lincoln Electric
LECO
$15.4B
$139K ﹤0.01%
1,111
+28
+3% +$3.78K
PTF icon
1820
Invesco Dorsey Wright Technology Momentum ETF
PTF
$643M
$139K ﹤0.01%
3,945
– –
RWO icon
1821
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$139K ﹤0.01%
3,630
-1,609
-31% -$72K
SHG icon
1822
Shinhan Financial Group
SHG
$35.6B
$138K ﹤0.01%
6,045
+3,826
+172% +$101K
SIVR icon
1823
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$138K ﹤0.01%
7,589
-4,155
-35% -$76.8K
WCLD
1824
WisdomTree Cloud Computing Fund
WCLD
$297M
$138K ﹤0.01%
5,186
+665
+15% +$19.9K
RETA
1825
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
$138K ﹤0.01%
5,524
-768
-12% -$21.3K
71 72
73
74 75

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.