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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZNGA
1801
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$35K ﹤0.01%
3,559
-13,762
-79% -$124K
REGI
1802
DELISTED
Renewable Energy Group, Inc.
REGI
$35K ﹤0.01%
+500
New +$30.6K
AIM
1803
AIM ImmunoTech
AIM
$7.13M
$35K ﹤0.01%
200
– –
ATR icon
1804
AptarGroup
ATR
$8.55B
$34K ﹤0.01%
253
+33
+15% +$4.1K
ESBA icon
1805
Empire State Realty Series ES
ESBA
$1.23B
$34K ﹤0.01%
3,794
– –
IXJ icon
1806
iShares Global Healthcare ETF
IXJ
$4.27B
$34K ﹤0.01%
453
+358
+377% +$26.4K
IYC icon
1807
iShares US Consumer Discretionary ETF
IYC
$1.23B
$34K ﹤0.01%
484
– –
KPTI icon
1808
Karyopharm Therapeutics
KPTI
$45.3M
$34K ﹤0.01%
147
+129
+717% +$29.9K
LAB icon
1809
Standard BioTools
LAB
$311M
$34K ﹤0.01%
+5,715
New +$37.5K
MWA icon
1810
Mueller Water Products
MWA
$4.11B
$34K ﹤0.01%
2,762
– –
RVTY icon
1811
Revvity
RVTY
$13B
$34K ﹤0.01%
244
+4
+2% +$532
TDS icon
1812
Telephone and Data Systems
TDS
$3.88B
$34K ﹤0.01%
1,881
-9,749
-84% -$179K
VGLT icon
1813
Vanguard Long-Term Treasury ETF
VGLT
$10.3B
$34K ﹤0.01%
+359
New +$34.8K
VWOB icon
1814
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.23B
$34K ﹤0.01%
428
+6
+1% +$483
VYX icon
1815
NCR Voyix
VYX
$1.1B
$34K ﹤0.01%
1,491
– –
BB icon
1816
BlackBerry
BB
$5.3B
$33K ﹤0.01%
5,050
– –
BMVP icon
1817
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$106M
$33K ﹤0.01%
948
– –
COTY icon
1818
Coty
COTY
$2.54B
$33K ﹤0.01%
5,070
-207
-4% -$1.07K
EWH icon
1819
iShares MSCI Hong Kong ETF
EWH
$1.21B
$33K ﹤0.01%
1,350
– –
FLJP icon
1820
Franklin FTSE Japan ETF
FLJP
$4.07B
$33K ﹤0.01%
1,128
– –
FNDF icon
1821
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$33K ﹤0.01%
1,136
– –
HIO
1822
Western Asset High Income Opportunity Fund
HIO
$339M
$33K ﹤0.01%
6,799
+40
+0.6% +$199
HYFT
1823
MindWalk Holdings
HYFT
$64.8M
$33K ﹤0.01%
+2,260
New +$35K
ITT icon
1824
ITT
ITT
$19.3B
$33K ﹤0.01%
437
-53
-11% -$3.7K
RGEN icon
1825
Repligen
RGEN
$9.31B
$33K ﹤0.01%
177
+102
+136% +$18.6K
71 72
73
74 75

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.