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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIT icon
1751
BlackRock Multi-Sector Income Trust
BIT
$702M
$154K ﹤0.01%
8,519
+160
+2% +$2.98K
PSLV icon
1752
Sprott Physical Silver Trust
PSLV
$13.2B
$154K ﹤0.01%
19,321
-316,645
-94% -$2.58M
P
1753
Everpure Inc
P
$29.9B
$153K ﹤0.01%
4,731
– –
RBAC
1754
DELISTED
RedBall Acquisition Corp.
RBAC
$153K ﹤0.01%
15,500
+15,000
+3,000% +$150K
MDYG icon
1755
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.95B
$152K ﹤0.01%
1,875
-150
-7% -$12K
KNSL icon
1756
Kinsale Capital Group
KNSL
$8.51B
$151K ﹤0.01%
639
+18
+3% +$3.54K
DLB icon
1757
Dolby
DLB
$5.79B
$150K ﹤0.01%
1,584
-66
-4% -$5.91K
RING icon
1758
iShares MSCI Global Gold Miners ETF
RING
$2.56B
$150K ﹤0.01%
5,581
+2,048
+58% +$54.4K
XSOE icon
1759
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$150K ﹤0.01%
4,088
-3,259
-44% -$122K
MKL icon
1760
Markel Group
MKL
$23.2B
$149K ﹤0.01%
122
+21
+21% +$26.5K
XRAY icon
1761
Dentsply Sirona
XRAY
$2.43B
$149K ﹤0.01%
2,673
+127
+5% +$6.98K
AACI
1762
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
$149K ﹤0.01%
+15,240
New +$149K
BJ icon
1763
BJs Wholesale Club
BJ
$12.3B
$148K ﹤0.01%
2,217
+885
+66% +$55.3K
CIEN icon
1764
Ciena
CIEN
$58.4B
$148K ﹤0.01%
1,934
+636
+49% +$39.2K
NRK icon
1765
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$148K ﹤0.01%
10,762
-2,996
-22% -$41.3K
OZK icon
1766
Bank OZK
OZK
$5.61B
$148K ﹤0.01%
3,201
-491
-13% -$22.4K
PARAP
1767
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$148K ﹤0.01%
+2,958
New +$170K
FSR
1768
DELISTED
Fisker Inc.
FSR
$148K ﹤0.01%
9,428
+3,612
+62% +$62.5K
RSX
1769
DELISTED
VanEck Russia ETF
RSX
$147K ﹤0.01%
5,538
+302
+6% +$9.07K
ACA icon
1770
Arcosa
ACA
$7.11B
$146K ﹤0.01%
2,788
-46
-2% -$2.46K
XYLD icon
1771
Global X S&P 500 Covered Call ETF
XYLD
$3.27B
$146K ﹤0.01%
2,900
+1,130
+64% +$56.7K
FDM icon
1772
First Trust Dow Jones Select MicroCap Index Fund
FDM
$271M
$145K ﹤0.01%
2,274
+12
+0.5% +$756
MCR
1773
DELISTED
MFS Charter Income Trust
MCR
$145K ﹤0.01%
17,032
+185
+1% +$1.58K
MYC
1774
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$145K ﹤0.01%
9,694
+23
+0.2% +$350
VCTR icon
1775
Victory Capital Holdings
VCTR
$6.65B
$144K ﹤0.01%
3,961
+14
+0.4% +$509
69 70
71
72 73

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.