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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYO icon
1726
Payoneer
PAYO
$2.41B
– –
-36,644
Closed -$107K
PBF icon
1727
PBF Energy
PBF
$7.49B
– –
-5,690
Closed -$233K
PBR icon
1728
Petrobras
PBR
$116B
– –
-10,096
Closed -$140K
PBT
1729
Permian Basin Royalty Trust
PBT
$1.5B
– –
-12,254
Closed -$306K
PCG icon
1730
PG&E
PCG
$38.6B
– –
-6,194
Closed -$107K
PD icon
1731
PagerDuty
PD
$895M
– –
-13,000
Closed -$226K
PDT
1732
John Hancock Premium Dividend Fund
PDT
$624M
– –
-12,076
Closed -$142K
PFG icon
1733
Principal Financial Group
PFG
$24.4B
– –
-5,101
Closed -$387K
PGF icon
1734
Invesco Financial Preferred ETF
PGF
$672M
– –
-952,207
Closed -$13.7M
IFLN
1735
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
– –
-12,917
Closed -$226K
PHR icon
1736
Phreesia
PHR
$779M
– –
-6,012
Closed -$114K
PII icon
1737
Polaris
PII
$4.04B
– –
-7,575
Closed -$916K
PIO icon
1738
Invesco Global Water ETF
PIO
$284M
– –
-6,961
Closed -$249K
PINE
1739
Alpine Income Property Trust
PINE
$352M
– –
-6,332
Closed -$103K
PJUN icon
1740
Innovator US Equity Power Buffer ETF June
PJUN
$975M
– –
-9,223
Closed -$292K
PK icon
1741
Park Hotels & Resorts
PK
$2.99B
– –
-13,399
Closed -$172K
PLYM
1742
DELISTED
Plymouth Industrial REIT
PLYM
– –
-8,405
Closed -$193K
PMX
1743
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-15,352
Closed -$124K
POOL icon
1744
Pool Corp
POOL
$7.52B
– –
-8,758
Closed -$3.28M
POWA icon
1745
Invesco Bloomberg Pricing Power ETF
POWA
$183M
– –
-7,423
Closed -$514K
PSCQ icon
1746
Pacer Swan SOS Conservative October ETF
PSCQ
$46.8M
– –
-7,000
Closed -$155K
PSLV icon
1747
Sprott Physical Silver Trust
PSLV
$13.2B
– –
-18,259
Closed -$142K
PUK icon
1748
Prudential
PUK
$35.3B
– –
-4,588
Closed -$130K
PVBC
1749
DELISTED
Provident Bancorp
PVBC
– –
-20,251
Closed -$168K
QAI icon
1750
NYLI Hedge Multi-Strategy Tracker ETF
QAI
$1.02B
– –
-7,088
Closed -$211K
68 69
70
71 72

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.