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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RA
1726
Brookfield Real Assets Income Fund
RA
$712M
$142K ﹤0.01%
+8,445
New +$141K
BRW
1727
Saba Capital Income & Opportunities Fund
BRW
$341M
$140K ﹤0.01%
18,146
-2,074
-10% -$16.5K
PBR icon
1728
Petrobras
PBR
$120B
$140K ﹤0.01%
+10,096
New +$123K
BMBL icon
1729
Bumble
BMBL
$416M
$139K ﹤0.01%
+8,266
New +$143K
SBRA icon
1730
Sabra Healthcare REIT
SBRA
$5.3B
$138K ﹤0.01%
11,719
+188
+2% +$2.14K
ALKT icon
1731
Alkami Technology
ALKT
$2.03B
$137K ﹤0.01%
13,501
-1,164
-8% -$16.1K
EELV icon
1732
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$429M
$137K ﹤0.01%
+5,813
New +$137K
ENFN
1733
DELISTED
Enfusion, Inc.
ENFN
$135K ﹤0.01%
12,000
– –
SWN
1734
DELISTED
Southwestern Energy Company
SWN
$134K ﹤0.01%
22,248
+1,351
+6% +$6.96K
MUFG icon
1735
Mitsubishi UFJ Financial
MUFG
$253B
$132K ﹤0.01%
17,973
+4,300
+31% +$28.6K
FLC
1736
Flaherty & Crumrine Total Return Fund
FLC
$176M
$132K ﹤0.01%
9,172
-7,773
-46% -$112K
CRWS icon
1737
Crown Crafts
CRWS
$32M
$132K ﹤0.01%
26,300
– –
GGN
1738
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$794M
$132K ﹤0.01%
35,204
-3,429
-9% -$12.8K
FDEU
1739
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$131K ﹤0.01%
10,000
– –
VSTO
1740
DELISTED
Vista Outdoor Inc.
VSTO
$131K ﹤0.01%
+4,717
New +$128K
PUK icon
1741
Prudential
PUK
$35B
$130K ﹤0.01%
+4,588
New +$131K
WSBC icon
1742
WesBanco
WSBC
$4.06B
$129K ﹤0.01%
+5,027
New +$131K
FIF
1743
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$126K ﹤0.01%
+8,580
New +$124K
CPRX
1744
DELISTED
Catalyst Pharmaceutical
CPRX
$125K ﹤0.01%
14,688
-1,319
-8% -$19K
LBRT icon
1745
Liberty Energy
LBRT
$3.12B
$125K ﹤0.01%
+9,341
New +$121K
PMX
1746
DELISTED
PIMCO Municipal Income Fund III
PMX
$124K ﹤0.01%
15,352
+802
+6% +$6.42K
DBO icon
1747
Invesco DB Oil Fund
DBO
$355M
$122K ﹤0.01%
+8,667
New +$124K
VKTX icon
1748
Viking Therapeutics
VKTX
$3.89B
$122K ﹤0.01%
+7,527
New +$158K
MMIT icon
1749
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$122K ﹤0.01%
+5,000
New +$122K
SENS icon
1750
Senseonics Holdings Inc
SENS
$278M
$120K ﹤0.01%
7,859
– –
68 69
70
71 72

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.