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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ONEQ icon
1701
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$172K ﹤0.01%
2,840
+5
+0.2% +$300
RLI icon
1702
RLI Corp
RLI
$5.89B
$172K ﹤0.01%
3,080
+128
+4% +$6.93K
SIRI icon
1703
SiriusXM
SIRI
$10.1B
$172K ﹤0.01%
2,713
+203
+8% +$12.7K
LW icon
1704
Lamb Weston
LW
$7.19B
$171K ﹤0.01%
2,710
-16
-0.6% -$923
SHAK icon
1705
Shake Shack
SHAK
$2.87B
$171K ﹤0.01%
2,378
-1,122
-32% -$85.3K
ROUS icon
1706
Hartford Multifactor US Equity ETF
ROUS
$717M
$170K ﹤0.01%
3,868
+169
+5% +$7.14K
PBFX
1707
DELISTED
PBF LOGISTICS LP
PBFX
$170K ﹤0.01%
15,060
+29
+0.2% +$368
AVTR icon
1708
Avantor
AVTR
$9.19B
$169K ﹤0.01%
4,027
+43
+1% +$1.7K
KSTR icon
1709
KraneShares China Technology & Semiconductor STAR 50 Index ETF
KSTR
$394M
$169K ﹤0.01%
6,986
– –
MORT icon
1710
VanEck Mortgage REIT Income ETF
MORT
$385M
$169K ﹤0.01%
9,449
+1,750
+23% +$33.1K
SDIV icon
1711
Global X SuperDividend ETF
SDIV
$1.21B
$169K ﹤0.01%
4,594
-223
-5% -$8.55K
TQQQ icon
1712
ProShares UltraPro QQQ
TQQQ
$37.9B
$169K ﹤0.01%
4,080
– –
TREX icon
1713
Trex
TREX
$5.01B
$169K ﹤0.01%
1,252
+773
+161% +$92.8K
CRF
1714
Cornerstone Total Return Fund
CRF
$1.17B
$168K ﹤0.01%
12,474
+148
+1% +$1.93K
LBTYA icon
1715
Liberty Global Class A
LBTYA
$3.6B
$168K ﹤0.01%
6,062
– –
XMLV icon
1716
Invesco S&P MidCap Low Volatility ETF
XMLV
$748M
$168K ﹤0.01%
2,876
+2
+0.1% +$112
BTNB
1717
DELISTED
Bridgetown 2 Holdings Limited Class A Ordinary Shares
BTNB
$168K ﹤0.01%
17,000
-1,500
-8% -$14.9K
AIZ icon
1718
Assurant
AIZ
$14.3B
$167K ﹤0.01%
1,077
-1,220
-53% -$194K
VCLT icon
1719
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.85B
$167K ﹤0.01%
1,581
-271
-15% -$28.8K
FSD
1720
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$167K ﹤0.01%
10,775
+426
+4% +$6.71K
FNDC icon
1721
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$166K ﹤0.01%
4,477
-84
-2% -$3.22K
FNDF icon
1722
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$166K ﹤0.01%
5,153
+1,996
+63% +$65.9K
ARVN icon
1723
Arvinas
ARVN
$572M
$165K ﹤0.01%
2,010
+10
+0.5% +$814
TRU icon
1724
TransUnion
TRU
$15.3B
$165K ﹤0.01%
1,402
-201
-13% -$23K
TGP
1725
DELISTED
Teekay LNG Partners L.P.
TGP
$165K ﹤0.01%
9,746
+11
+0.1% +$187
67 68
69
70 71

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.