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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
1676
Baxter International
BAX
$14.2B
$760K ﹤0.01%
39,779
+17,885
+82% +$358K
NTR icon
1677
Nutrien
NTR
$30.7B
$760K ﹤0.01%
12,308
+503
+4% +$29.6K
EEMA icon
1678
iShares MSCI Emerging Markets Asia ETF
EEMA
$860M
$759K ﹤0.01%
8,077
+4,909
+155% +$459K
IYK icon
1679
iShares US Consumer Staples ETF
IYK
$1.43B
$759K ﹤0.01%
11,348
+182
+2% +$12.4K
QQQI icon
1680
NEOS Nasdaq 100 High Income ETF
QQQI
$13.9B
$758K ﹤0.01%
14,076
+6,759
+92% +$368K
OGE icon
1681
OGE Energy
OGE
$9.71B
$757K ﹤0.01%
17,739
+1,575
+10% +$70.3K
TRP icon
1682
TC Energy
TRP
$65.9B
$757K ﹤0.01%
13,767
+536
+4% +$28.6K
UPST icon
1683
Upstart Holdings
UPST
$3.03B
$757K ﹤0.01%
17,316
-1,077
-6% -$49.6K
CNC icon
1684
Centene
CNC
$32.5B
$756K ﹤0.01%
18,383
+13,107
+248% +$491K
AU icon
1685
AngloGold Ashanti
AU
$48.7B
$756K ﹤0.01%
8,869
-2,996
-25% -$234K
RLI icon
1686
RLI Corp
RLI
$5.89B
$755K ﹤0.01%
11,805
+595
+5% +$37.4K
IBMR icon
1687
iShares iBonds Dec 2029 Term Muni Bond ETF
IBMR
$471M
$755K ﹤0.01%
29,679
-4,178
-12% -$106K
NACP icon
1688
Impact Shares NAACP Minority Empowerment ETF
NACP
$76.8M
$753K ﹤0.01%
15,279
+10,518
+221% +$514K
FAF icon
1689
First American
FAF
$7.58B
$753K ﹤0.01%
12,252
+1,093
+10% +$68.5K
MUA icon
1690
BlackRock MuniAssets Fund
MUA
$522M
$752K ﹤0.01%
70,234
+23
+0% +$249
SLVR
1691
Sprott Silver Miners & Physical Silver ETF
SLVR
$739M
$752K ﹤0.01%
13,480
+9,514
+240% +$453K
SLYG icon
1692
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.21B
$752K ﹤0.01%
7,980
+5,046
+172% +$476K
MUNI icon
1693
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$750K ﹤0.01%
14,301
+596
+4% +$31.3K
MOS icon
1694
The Mosaic Company
MOS
$7.33B
$748K ﹤0.01%
31,065
+11,382
+58% +$307K
ES icon
1695
Eversource Energy
ES
$27.2B
$748K ﹤0.01%
11,101
+1,458
+15% +$102K
LADR
1696
Ladder Capital
LADR
$1.24B
$746K ﹤0.01%
67,881
+1,851
+3% +$20.1K
BITB icon
1697
Bitwise Bitcoin ETF
BITB
$2.49B
$744K ﹤0.01%
+15,640
New +$851K
EMC icon
1698
Global X Emerging Markets Great Consumer ETF
EMC
$56.5M
$742K ﹤0.01%
24,150
-1,876
-7% -$57.7K
ENFR icon
1699
Alerian Energy Infrastructure ETF
ENFR
$511M
$742K ﹤0.01%
23,583
+187
+0.8% +$5.8K
DECK icon
1700
Deckers Outdoor
DECK
$13.3B
$741K ﹤0.01%
7,146
-1,571
-18% -$147K
66 67
68
69 70

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.