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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBXG
1676
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.21B
$254K ﹤0.01%
24,472
+295
+1% +$2.93K
SSNC icon
1677
SS&C Technologies
SSNC
$18.6B
$254K ﹤0.01%
4,504
+1,217
+37% +$70.2K
VST icon
1678
Vistra
VST
$47.9B
$254K ﹤0.01%
10,678
-164
-2% -$3.8K
ARKW icon
1679
ARK Web x.0 ETF
ARKW
$1.75B
$253K ﹤0.01%
4,728
-69
-1% -$3.36K
HIX
1680
Western Asset High Income Fund II
HIX
$356M
$253K ﹤0.01%
52,111
+38,000
+269% +$202K
BUG icon
1681
Global X Cybersecurity ETF
BUG
$1.51B
$252K ﹤0.01%
10,783
-7,488
-41% -$166K
DFIC icon
1682
Dimensional International Core Equity 2 ETF
DFIC
$15.2B
$252K ﹤0.01%
10,505
+8,229
+362% +$196K
SDIV icon
1683
Global X SuperDividend ETF
SDIV
$1.21B
$252K ﹤0.01%
10,960
+5,284
+93% +$130K
DVYA icon
1684
iShares Asia/Pacific Dividend ETF
DVYA
$72.2M
$251K ﹤0.01%
7,437
– –
SPYM
1685
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$251K ﹤0.01%
5,213
+1,331
+34% +$62.4K
CVGW
1686
DELISTED
Calavo Growers
CVGW
$250K ﹤0.01%
8,700
+91
+1% +$2.73K
PAYO icon
1687
Payoneer
PAYO
$2.41B
$250K ﹤0.01%
+39,865
New +$237K
PPA icon
1688
Invesco Aerospace & Defense ETF
PPA
$8.73B
$250K ﹤0.01%
3,103
+2
+0.1% +$159
EWG icon
1689
iShares MSCI Germany ETF
EWG
$1.67B
$249K ﹤0.01%
8,766
– –
FLC
1690
Flaherty & Crumrine Total Return Fund
FLC
$175M
$249K ﹤0.01%
16,945
+7,100
+72% +$117K
RARE icon
1691
Ultragenyx Pharmaceutical
RARE
$2.6B
$249K ﹤0.01%
6,247
-1,949
-24% -$83.6K
STM icon
1692
STMicroelectronics
STM
$49.9B
$249K ﹤0.01%
4,676
+517
+12% +$24.1K
EXR icon
1693
Extra Space Storage
EXR
$31B
$247K ﹤0.01%
1,518
+218
+17% +$34.3K
FTRI icon
1694
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$130M
$247K ﹤0.01%
18,683
+4,294
+30% +$59.4K
ORI icon
1695
Old Republic International
ORI
$10.3B
$246K ﹤0.01%
9,944
+17
+0.2% +$428
WIRE
1696
DELISTED
Encore Wire Corp
WIRE
$246K ﹤0.01%
1,330
-307
-19% -$52.3K
HYEM icon
1697
VanEck Emerging Markets High Yield Bond ETF
HYEM
$526M
$245K ﹤0.01%
13,346
+19
+0.1% +$353
IGBH icon
1698
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$227M
$245K ﹤0.01%
10,507
+6
+0.1% +$141
NEE.PRQ
1699
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$244K ﹤0.01%
+5,000
New +$243K
CNP icon
1700
CenterPoint Energy
CNP
$26.6B
$243K ﹤0.01%
8,338
+526
+7% +$15.4K
66 67
68
69 70

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NAMI
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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.