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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCQ icon
1676
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$187K ﹤0.01%
10,077
– –
CNP icon
1677
CenterPoint Energy
CNP
$26.8B
$187K ﹤0.01%
6,659
+456
+7% +$14.2K
CORP icon
1678
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$187K ﹤0.01%
2,050
+870
+74% +$83.9K
INDB icon
1679
Independent Bank
INDB
$3.97B
$187K ﹤0.01%
2,519
+695
+38% +$56.2K
LAMR icon
1680
Lamar Advertising Co
LAMR
$16.3B
$187K ﹤0.01%
2,284
-125
-5% -$11.9K
REET icon
1681
iShares Global REIT ETF
REET
$5.11B
$187K ﹤0.01%
8,821
+53
+0.6% +$1.31K
VONE icon
1682
Vanguard Russell 1000 ETF
VONE
$8.68B
$187K ﹤0.01%
1,146
– –
GER
1683
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$187K ﹤0.01%
15,646
+556
+4% +$6.97K
DPZ icon
1684
Domino's
DPZ
$11.6B
$185K ﹤0.01%
600
+347
+137% +$132K
FGD icon
1685
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$185K ﹤0.01%
10,000
– –
FNY icon
1686
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
$185K ﹤0.01%
3,465
– –
RFG icon
1687
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
$184K ﹤0.01%
5,520
+1,470
+36% +$53.2K
HEZU icon
1688
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$183K ﹤0.01%
6,360
+5,085
+399% +$160K
KBWD icon
1689
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$183K ﹤0.01%
13,218
– –
WDC icon
1690
Western Digital
WDC
$150B
$183K ﹤0.01%
7,507
-1,264
-14% -$42K
GFS icon
1691
GlobalFoundries
GFS
$29.6B
$182K ﹤0.01%
3,774
+2,437
+182% +$131K
VNT icon
1692
Vontier
VNT
$4.74B
$182K ﹤0.01%
10,915
+5,131
+89% +$114K
LBAI
1693
DELISTED
Lakeland Bancorp Inc
LBAI
$181K ﹤0.01%
11,350
-11,350
-50% -$181K
SHLX
1694
DELISTED
Shell Midstream Partners, L.P.
SHLX
$181K ﹤0.01%
11,473
+41
+0.4% +$634
BURL icon
1695
Burlington
BURL
$23.2B
$180K ﹤0.01%
1,616
+71
+5% +$10.3K
MAPS
1696
DELISTED
WM TECHNOLOGY INC A
MAPS
$180K ﹤0.01%
112,000
– –
MMIT icon
1697
IQ MacKay Municipal Intermediate ETF
MMIT
$1.47B
$180K ﹤0.01%
7,700
+1,420
+23% +$34.6K
RLI icon
1698
RLI Corp
RLI
$5.89B
$180K ﹤0.01%
3,542
+1,046
+42% +$58.5K
SILK
1699
DELISTED
Silk Road Medical, Inc. Common Stock
SILK
$180K ﹤0.01%
4,019
+3,980
+10,205% +$171K
DFAI
1700
Dimensional International Core Equity Market ETF
DFAI
$18B
$178K ﹤0.01%
8,254
-5,309
-39% -$128K
66 67
68
69 70

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.