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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CM icon
1676
Canadian Imperial Bank of Commerce
CM
$108B
$182K ﹤0.01%
3,136
+774
+33% +$45K
COMP icon
1677
Compass
COMP
$9.66B
$182K ﹤0.01%
+20,033
New +$219K
PPA icon
1678
Invesco Aerospace & Defense ETF
PPA
$8.7B
$182K ﹤0.01%
2,540
+2,290
+916% +$166K
LNC icon
1679
Lincoln National
LNC
$8.81B
$181K ﹤0.01%
2,661
-224
-8% -$15.8K
PHI icon
1680
PLDT
PHI
$4.33B
$181K ﹤0.01%
5,082
+27
+0.5% +$909
SGDM icon
1681
Sprott Gold Miners ETF
SGDM
$662M
$181K ﹤0.01%
6,634
+92
+1% +$2.5K
WLY icon
1682
John Wiley & Sons Class A
WLY
$2.66B
$181K ﹤0.01%
3,196
– –
LNT icon
1683
Alliant Energy
LNT
$18B
$180K ﹤0.01%
2,934
+20
+0.7% +$1.15K
LGF.B
1684
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$180K ﹤0.01%
11,756
-572
-5% -$8.01K
CEY
1685
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$180K ﹤0.01%
7,727
+65
+0.8% +$1.54K
FNX icon
1686
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
$179K ﹤0.01%
1,748
-148
-8% -$15.2K
PUK icon
1687
Prudential
PUK
$35.2B
$179K ﹤0.01%
5,228
-6,671
-56% -$253K
FOXA icon
1688
Fox Class A
FOXA
$26.9B
$178K ﹤0.01%
4,825
-3,163
-40% -$125K
GTLB icon
1689
GitLab
GTLB
$6.58B
$178K ﹤0.01%
+2,046
New +$209K
NNN icon
1690
NNN REIT
NNN
$8.99B
$178K ﹤0.01%
3,708
+369
+11% +$16.9K
RXRX icon
1691
Recursion Pharmaceuticals
RXRX
$1.73B
$178K ﹤0.01%
10,397
+8,347
+407% +$157K
BME icon
1692
BlackRock Health Sciences Trust
BME
$570M
$177K ﹤0.01%
3,666
+200
+6% +$9.47K
IQDG icon
1693
WisdomTree International Quality Dividend Growth Fund
IQDG
$734M
$177K ﹤0.01%
4,460
+178
+4% +$6.96K
ESML icon
1694
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$176K ﹤0.01%
4,369
+1,454
+50% +$58.9K
FCAX.U
1695
DELISTED
Fortress Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-fifth of one Warrant
FCAX.U
$175K ﹤0.01%
17,750
-10,100
-36% -$100K
IWC icon
1696
iShares Micro-Cap ETF
IWC
$1.52B
$174K ﹤0.01%
1,251
+251
+25% +$36.4K
PFTA
1697
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$174K ﹤0.01%
+18,000
New +$175K
VTIQU
1698
DELISTED
VectoIQ Acquisition Corp. II Unit
VTIQU
$174K ﹤0.01%
17,600
+9,200
+110% +$91.6K
CVNA icon
1699
Carvana
CVNA
$77.9B
$173K ﹤0.01%
3,745
+270
+8% +$14.9K
TWCB
1700
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
$173K ﹤0.01%
+17,935
New +$175K
66 67
68
69 70

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.