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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$51.1B
AUM Growth
+$5.52B
Cap. Flow
+$2.51B
Cap. Flow %
4.91%
Top 10 Hldgs %
25.02%
Holding
4,443
New
2,726
Increased
876
Reduced
774
Closed
17

Top Buys

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.21B
2
SNPS icon
Synopsys
SNPS
+$191M
3
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$104M
4
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$63.2M
5
MELI icon
Mercado Libre
MELI
+$45.6M

Top Sells

Rank Stock Value
1
AMD icon
Advanced Micro Devices
AMD
+$52.3M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$43M
3
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$41.2M
4
ZTS icon
Zoetis
ZTS
+$38.2M
5
SHEL icon
Shell
SHEL
+$36.6M

Sector Composition

Rank Sector Weight
1 Technology 23.55%
2 Financials 9.27%
3 Industrials 6.08%
4 Consumer Discretionary 5.91%
5 Communication Services 5.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUFG icon
1651
Mitsubishi UFJ Financial
MUFG
$254B
$639K ﹤0.01%
40,090
-140,211
-78% -$2.08M
NNN icon
1652
NNN REIT
NNN
$8.99B
$638K ﹤0.01%
14,992
+1,865
+14% +$79.2K
BAUG icon
1653
Innovator US Equity Buffer ETF August
BAUG
$204M
$638K ﹤0.01%
13,015
– –
ARLP icon
1654
Alliance Resource Partners
ARLP
$3.17B
$637K ﹤0.01%
25,187
+187
+0.7% +$4.68K
DT icon
1655
Dynatrace
DT
$14.2B
$636K ﹤0.01%
+13,124
New +$664K
FMDE icon
1656
Fidelity Enhanced Mid Cap Core ETF
FMDE
$8.12B
$635K ﹤0.01%
+17,569
New +$622K
BIT icon
1657
BlackRock Multi-Sector Income Trust
BIT
$702M
$634K ﹤0.01%
47,318
+834
+2% +$11.8K
CGSD icon
1658
Capital Group Short Duration Income ETF
CGSD
$2.44B
$633K ﹤0.01%
+24,352
New +$633K
SYNA icon
1659
Synaptics
SYNA
$4.15B
$631K ﹤0.01%
+9,228
New +$628K
TRNO icon
1660
Terreno Realty
TRNO
$7.49B
$630K ﹤0.01%
11,109
-4,263
-28% -$242K
CWAN
1661
DELISTED
Clearwater Analytics
CWAN
$630K ﹤0.01%
34,958
+20,803
+147% +$422K
NIO icon
1662
NIO
NIO
$11.9B
$629K ﹤0.01%
+82,592
New +$445K
TFI icon
1663
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$627K ﹤0.01%
13,755
-9,633
-41% -$432K
PKW icon
1664
Invesco BuyBack Achievers ETF
PKW
$1.76B
$626K ﹤0.01%
+4,728
New +$607K
LUNR icon
1665
Intuitive Machines
LUNR
$2.63B
$625K ﹤0.01%
59,425
+24,450
+70% +$248K
RA
1666
Brookfield Real Assets Income Fund
RA
$708M
$623K ﹤0.01%
46,604
+24,930
+115% +$333K
RMD icon
1667
ResMed
RMD
$30.7B
$622K ﹤0.01%
+2,271
New +$620K
IYG icon
1668
iShares US Financial Services ETF
IYG
$2.2B
$621K ﹤0.01%
+6,928
New +$609K
FLQL icon
1669
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
$621K ﹤0.01%
+9,075
New +$595K
ILCV icon
1670
iShares Morningstar Value ETF
ILCV
$1.35B
$619K ﹤0.01%
6,873
-5,590
-45% -$484K
CROX icon
1671
Crocs
CROX
$6.55B
$617K ﹤0.01%
7,386
-122,835
-94% -$11.2M
BAH icon
1672
Booz Allen Hamilton
BAH
$9.15B
$613K ﹤0.01%
+6,135
New +$656K
NFJ
1673
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$613K ﹤0.01%
47,083
-2,243
-5% -$28.7K
PII icon
1674
Polaris
PII
$4.07B
$612K ﹤0.01%
+10,532
New +$568K
STPZ icon
1675
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$612K ﹤0.01%
11,298
+108
+1% +$5.83K
65 66
67
68 69

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Rockefeller Capital Management's Q3 2025 Portfolio in Review

As of Q3 2025, Rockefeller Capital Management held 4,443 positions worth $51.1B, up 12% from $45.6B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rockefeller Capital Management deployed $2.51B of net new capital in Q3 2025, opening 2,726 new positions and adding to 876 existing holdings. Its largest new stake was Berkshire Hathaway Class A: 87 shares worth $65.6M.

By sector, the portfolio is most concentrated in Technology at 24% of assets, up from 21% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was Advanced Micro Devices, an estimated $52.3M trimmed.

  • Rockefeller Capital Management's largest Q3 2025 buy was Berkshire Hathaway Class A: 87 shares worth $65.6M.
  • Rockefeller Capital Management added most to Salesforce in Q3 2025, an estimated $1.21B increase.
  • Rockefeller Capital Management's biggest Q3 2025 reduction was Advanced Micro Devices, cutting an estimated $52.3M.
  • Rockefeller Capital Management fully exited Ansys in Q3 2025, selling an estimated $15M.
  • Rockefeller Capital Management's ten largest holdings make up 25% of its $51.1B portfolio in Q3 2025.
  • Rockefeller Capital Management opened 2,726 new positions and closed 17 in Q3 2025.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $51.1B.

Based on Rockefeller Capital Management's 13F filing for Q3 2025, filed 14 Nov 2025.