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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
1651
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$266K ﹤0.01%
8,986
-4,630
-34% -$137K
VTR icon
1652
Ventas
VTR
$47.3B
$266K ﹤0.01%
6,165
-19,619
-76% -$946K
AGNC icon
1653
AGNC Investment
AGNC
$12.7B
$265K ﹤0.01%
26,395
+4,708
+22% +$51.2K
CPRX
1654
DELISTED
Catalyst Pharmaceutical
CPRX
$265K ﹤0.01%
16,007
+15,707
+5,236% +$259K
TYG
1655
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$265K ﹤0.01%
9,059
-48
-0.5% -$1.51K
BSCN
1656
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$265K ﹤0.01%
12,606
+1,641
+15% +$34.5K
ANGL icon
1657
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$264K ﹤0.01%
9,440
+20
+0.2% +$552
IYT icon
1658
iShares US Transportation ETF
IYT
$2.28B
$263K ﹤0.01%
4,632
-2,152
-32% -$123K
SMAR
1659
DELISTED
Smartsheet Inc.
SMAR
$263K ﹤0.01%
5,513
+3,125
+131% +$136K
SUSC icon
1660
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$262K ﹤0.01%
11,398
+10,914
+2,255% +$249K
VNM icon
1661
VanEck Vietnam ETF
VNM
$509M
$262K ﹤0.01%
21,605
+6,201
+40% +$75.1K
AFCG
1662
AFC Gamma
AFCG
$63.2M
$261K ﹤0.01%
31,474
+1,317
+4% +$13.4K
CBSH icon
1663
Commerce Bancshares
CBSH
$8.51B
$261K ﹤0.01%
5,204
+4,205
+421% +$235K
DMO
1664
Western Asset Mortgage Opportunity Fund
DMO
$120M
$261K ﹤0.01%
24,997
– –
LAB icon
1665
Standard BioTools
LAB
$311M
$261K ﹤0.01%
134,040
– –
LSXMK
1666
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$261K ﹤0.01%
12,103
-195
-2% -$5.14K
AXS icon
1667
AXIS Capital
AXS
$7.47B
$259K ﹤0.01%
4,760
– –
UP icon
1668
Wheels Up
UP
$192M
$259K ﹤0.01%
2,051
-368
-15% -$81.6K
RLI icon
1669
RLI Corp
RLI
$5.86B
$258K ﹤0.01%
3,900
– –
STR
1670
DELISTED
Sitio Royalties
STR
$257K ﹤0.01%
11,414
+2,116
+23% +$52.5K
EDD
1671
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$384M
$256K ﹤0.01%
56,690
+3,728
+7% +$16.9K
BLW icon
1672
BlackRock Limited Duration Income Trust
BLW
$494M
$255K ﹤0.01%
19,480
-489
-2% -$6.52K
DINO icon
1673
HF Sinclair
DINO
$14.9B
$255K ﹤0.01%
5,306
-489
-8% -$25.4K
MEAR icon
1674
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$255K ﹤0.01%
5,115
-181
-3% -$9.02K
BIO icon
1675
Bio-Rad Laboratories Class A
BIO
$9.47B
$254K ﹤0.01%
534
-125
-19% -$58.5K
65 66
67
68 69

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.