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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTWG icon
1651
Vanguard Russell 2000 Growth ETF
VTWG
$1.54B
$56K ﹤0.01%
270
– –
DNMR
1652
DELISTED
Danimer Scientific, Inc.
DNMR
$56K ﹤0.01%
+60
New +$32.2K
Y
1653
DELISTED
Alleghany Corp
Y
$56K ﹤0.01%
95
+50
+111% +$29.2K
CONE
1654
DELISTED
CyrusOne Inc Common Stock
CONE
$56K ﹤0.01%
768
+119
+18% +$8.63K
RRD
1655
DELISTED
RR Donnelley & Sons Co.
RRD
$56K ﹤0.01%
25,000
+8,000
+47% +$12K
FIVE icon
1656
Five Below
FIVE
$13B
$55K ﹤0.01%
318
+26
+9% +$3.85K
HRL icon
1657
Hormel Foods
HRL
$13.6B
$55K ﹤0.01%
1,207
-369
-23% -$18K
JMUB icon
1658
JPMorgan Municipal ETF
JMUB
$8.49B
$55K ﹤0.01%
1,000
– –
PBW icon
1659
Invesco WilderHill Clean Energy ETF
PBW
$458M
$55K ﹤0.01%
+536
New +$43.4K
TREX icon
1660
Trex
TREX
$4.91B
$55K ﹤0.01%
658
-26
-4% -$1.99K
TRN icon
1661
Trinity Industries
TRN
$2.3B
$55K ﹤0.01%
2,122
+2,044
+2,621% +$46.1K
GAP
1662
The Gap Inc
GAP
$7.74B
$55K ﹤0.01%
2,725
-11,010
-80% -$231K
SRNE
1663
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$55K ﹤0.01%
8,150
+3,350
+70% +$26.9K
BCE icon
1664
BCE
BCE
$21B
$54K ﹤0.01%
1,283
-4,463
-78% -$191K
CWI icon
1665
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$54K ﹤0.01%
1,955
+212
+12% +$5.5K
DRIV icon
1666
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$54K ﹤0.01%
+2,291
New +$46.8K
IXN icon
1667
iShares Global Tech ETF
IXN
$9.17B
$54K ﹤0.01%
1,092
-12
-1% -$555
VNQI icon
1668
Vanguard Global ex-US Real Estate ETF
VNQI
$3.52B
$54K ﹤0.01%
1,012
-210
-17% -$10.8K
FNI
1669
DELISTED
First Trust Chindia ETF
FNI
$54K ﹤0.01%
924
+1
+0.1% +$53
BSTZ icon
1670
BlackRock Science and Technology Term Trust
BSTZ
$2.08B
$53K ﹤0.01%
1,476
+465
+46% +$14.3K
PRNT icon
1671
The 3D Printing ETF
PRNT
$64.8M
$53K ﹤0.01%
+1,712
New +$47.6K
BPMP
1672
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
$53K ﹤0.01%
5,000
– –
EQT icon
1673
EQT Corp
EQT
$33.8B
$52K ﹤0.01%
4,127
+3,744
+978% +$53.9K
FYX icon
1674
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$52K ﹤0.01%
+681
New +$46.5K
GOF icon
1675
Guggenheim Strategic Opportunities Fund
GOF
$2.26B
$52K ﹤0.01%
2,695
+1,885
+233% +$34.7K
65 66
67
68 69

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.