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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1626
Webster Financial
WBS
$12.8B
| $277K | ﹤0.01% |
7,044
+5,773
| +454% | +$277K |
|
|
PHT
1627
DELISTED
Pioneer High Income Fund
PHT
| $276K | ﹤0.01% |
41,701
+29,614
| +245% | +$203K |
|
|
SF
1628
Stifel
SF
$12.6B
| $276K | ﹤0.01% |
7,035
+3,792
| +117% | +$159K |
|
1629
Capital Group Global Growth Equity ETF
CGGO
$11.9B
| $275K | ﹤0.01% |
11,951
+2,611
| +28% | +$58.3K |
|
1630
Workiva
WK
$3.54B
| $275K | ﹤0.01% |
2,690
+2,632
| +4,538% | +$239K |
|
|
ITCI
1631
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $275K | ﹤0.01% |
5,085
+1,519
| +43% | +$73.4K |
|
1632
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$438M
| $274K | ﹤0.01% |
2,736
+596
| +28% | +$60.3K |
|
1633
Progyny
PGNY
$2.2B
| $274K | ﹤0.01% |
8,591
+6,917
| +413% | +$228K |
|
1634
United States Oil Fund
USO
$1.67B
| $274K | ﹤0.01% |
4,137
+500
| +14% | +$33.3K |
|
|
STEL
1635
DELISTED
Stellar Bancorp
STEL
| $273K | ﹤0.01% |
11,097
-8
| -0.1% | -$225 |
|
|
SNV
1636
DELISTED
Synovus
SNV
| $272K | ﹤0.01% |
8,825
-2,056
| -19% | -$78.3K |
|
1637
BlackRock MuniYield Quality Fund III
MYI
$721M
| $270K | ﹤0.01% |
23,880
+1,747
| +8% | +$19.5K |
|
1638
SPS Commerce
SPSC
$2.64B
| $270K | ﹤0.01% |
1,779
+1,712
| +2,555% | +$243K |
|
1639
Viatris
VTRS
$18.9B
| $270K | ﹤0.01% |
28,316
-1,116
| -4% | -$12.4K |
|
1640
ICU Medical
ICUI
$4.61B
| $269K | ﹤0.01% |
1,637
+504
| +44% | +$86.7K |
|
|
OXLC
1641
Oxford Lane Capital
OXLC
$898M
| $269K | ﹤0.01% |
10,316
+846
| +9% | +$23.6K |
|
1642
Schrodinger
SDGR
$1.36B
| $269K | ﹤0.01% |
10,254
+10,071
| +5,503% | +$239K |
|
1643
Norwegian Cruise Line
NCLH
$8.84B
| $268K | ﹤0.01% |
19,965
+1,826
| +10% | +$27.3K |
|
1644
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.11B
| $268K | ﹤0.01% |
9,177
-1,492
| -14% | -$43.3K |
|
1645
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
| $268K | ﹤0.01% |
2,901
-3,832
| -57% | -$361K |
|
1646
Sprott Physical Gold and Silver Trust
CEF
$8.06B
| $267K | ﹤0.01% |
14,190
-2,898
| -17% | -$52K |
|
1647
ProShares Large Cap Core Plus
CSM
$534M
| $267K | ﹤0.01% |
5,615
+3
| +0.1% | +$142 |
|
1648
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
| $267K | ﹤0.01% |
10,577
-1,125
| -10% | -$28.2K |
|
|
MRO
1649
DELISTED
Marathon Oil Corporation
MRO
| $267K | ﹤0.01% |
11,168
+619
| +6% | +$15.8K |
|
1650
Evolv Technologies
EVLV
$1.1B
| $266K | ﹤0.01% |
85,458
+36,158
| +73% | +$103K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.