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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
1601
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.43B
$893K ﹤0.01%
7,069
-140
-2% -$18.1K
RGLD icon
1602
Royal Gold
RGLD
$19.5B
$888K ﹤0.01%
3,993
+243
+6% +$48.2K
ITT icon
1603
ITT
ITT
$19.1B
$885K ﹤0.01%
5,101
+126
+3% +$22.6K
GLXY
1604
Galaxy Digital Inc
GLXY
$3.93B
$883K ﹤0.01%
39,481
-7,217
-15% -$224K
JHPI icon
1605
John Hancock Preferred Income ETF
JHPI
$216M
$882K ﹤0.01%
38,633
+316
+0.8% +$7.29K
BIIB icon
1606
Biogen
BIIB
$30.7B
$881K ﹤0.01%
5,007
-168
-3% -$27.4K
STM icon
1607
STMicroelectronics
STM
$50B
$878K ﹤0.01%
33,863
+2,096
+7% +$53.8K
PTRB icon
1608
PGIM Total Return Bond ETF
PTRB
$1.13B
$876K ﹤0.01%
20,848
+17,195
+471% +$727K
PBE icon
1609
Invesco Biotechnology & Genome ETF
PBE
$353M
$876K ﹤0.01%
10,666
+666
+7% +$51.5K
CGNX icon
1610
Cognex
CGNX
$11.3B
$876K ﹤0.01%
24,336
-39,267
-62% -$1.59M
FBT icon
1611
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.78B
$871K ﹤0.01%
4,219
+246
+6% +$49.2K
SUSB icon
1612
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$871K ﹤0.01%
34,517
+6,724
+24% +$170K
VSGX icon
1613
Vanguard ESG International Stock ETF
VSGX
$6.76B
$861K ﹤0.01%
12,025
+885
+8% +$62.4K
SUI icon
1614
Sun Communities
SUI
$14.7B
$861K ﹤0.01%
6,940
+140
+2% +$17.5K
IYE icon
1615
iShares US Energy ETF
IYE
$1.7B
$861K ﹤0.01%
18,105
-484
-3% -$22.9K
BBVA icon
1616
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$860K ﹤0.01%
36,911
+11,439
+45% +$239K
FWONK icon
1617
Liberty Media Series C
FWONK
$25.8B
$859K ﹤0.01%
8,715
+1,700
+24% +$167K
PNR icon
1618
Pentair
PNR
$11B
$858K ﹤0.01%
8,240
+661
+9% +$70.6K
CHY
1619
Calamos Convertible and High Income Fund
CHY
$1.06B
$855K ﹤0.01%
75,555
-25,836
-25% -$296K
ZBH icon
1620
Zimmer Biomet
ZBH
$18.4B
$852K ﹤0.01%
9,470
-407
-4% -$38.6K
CPA icon
1621
Copa Holdings
CPA
$5.8B
$851K ﹤0.01%
7,052
+268
+4% +$32.8K
AUB icon
1622
Atlantic Union Bankshares
AUB
$5.97B
$848K ﹤0.01%
24,008
-284
-1% -$9.76K
TSEM icon
1623
Tower Semiconductor
TSEM
$28.5B
$846K ﹤0.01%
7,208
+2,887
+67% +$278K
SMDV icon
1624
ProShares Russell 2000 Dividend Growers ETF
SMDV
$710M
$846K ﹤0.01%
12,807
+1,681
+15% +$112K
RFLR
1625
Innovator U.S. Small Cap Managed Floor ETF
RFLR
$94.4M
$846K ﹤0.01%
+29,719
New +$840K
63 64
65
66 67

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.