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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLOU icon
1601
Global X Cloud Computing ETF
CLOU
$271M
$63K ﹤0.01%
2,275
+100
+5% +$2.57K
LQDH icon
1602
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$540M
$63K ﹤0.01%
667
-25
-4% -$2.34K
ADC icon
1603
Agree Realty
ADC
$9.22B
$62K ﹤0.01%
960
+60
+7% +$3.92K
BGB
1604
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$62K ﹤0.01%
5,000
-1,015
-17% -$12.5K
EFX icon
1605
Equifax
EFX
$21.3B
$62K ﹤0.01%
326
+10
+3% +$1.68K
FBT icon
1606
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$62K ﹤0.01%
370
-20
-5% -$3.25K
FNDX icon
1607
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$62K ﹤0.01%
4,122
– –
IXC icon
1608
iShares Global Energy ETF
IXC
$2.72B
$62K ﹤0.01%
3,100
-3,181
-51% -$59.4K
NIE
1609
Virtus Equity & Convertible Income Fund
NIE
$736M
$62K ﹤0.01%
2,204
+1,028
+87% +$27.2K
PCRX icon
1610
Pacira BioSciences
PCRX
$974M
$62K ﹤0.01%
1,037
+133
+15% +$7.79K
QGEN icon
1611
Qiagen
QGEN
$9.04B
$62K ﹤0.01%
1,120
+3
+0.3% +$160
VRP icon
1612
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$62K ﹤0.01%
2,397
+397
+20% +$10.1K
SDC
1613
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$62K ﹤0.01%
5,250
+3,500
+200% +$39.6K
INVH icon
1614
Invitation Homes
INVH
$17.8B
$61K ﹤0.01%
2,077
+747
+56% +$21.5K
MAG
1615
DELISTED
MAG Silver
MAG
$61K ﹤0.01%
3,000
– –
OTRK
1616
DELISTED
Ontrak
OTRK
$61K ﹤0.01%
+11
New +$60K
TXT icon
1617
Textron
TXT
$15.3B
$61K ﹤0.01%
1,290
– –
BIPC icon
1618
Brookfield Infrastructure
BIPC
$4.71B
$60K ﹤0.01%
1,250
-1,399
-53% -$59.3K
NYT icon
1619
New York Times
NYT
$10.5B
$60K ﹤0.01%
1,164
+1,000
+610% +$44.5K
TVRD
1620
Tvardi Therapeutics
TVRD
$22M
$60K ﹤0.01%
111
-28
-20% -$14.7K
FICO icon
1621
Fair Isaac
FICO
$22.7B
$59K ﹤0.01%
116
+14
+14% +$6.51K
HQH
1622
abrdn Healthcare Investors
HQH
$1.33B
$59K ﹤0.01%
2,492
+10
+0.4% +$217
IVOG icon
1623
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$59K ﹤0.01%
664
– –
LSF icon
1624
Laird Superfood
LSF
$48.1M
$59K ﹤0.01%
+1,250
New +$59K
PRGO icon
1625
Perrigo
PRGO
$1.75B
$59K ﹤0.01%
1,336
+746
+126% +$34.6K
63 64
65
66 67

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.