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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
Cap. Flow
+$1.41B
Cap. Flow %
18.48%
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$276M
2
VZ icon
Verizon
VZ
+$238M
3
GSK icon
GSK
GSK
+$162M
4
WTW icon
Willis Towers Watson
WTW
+$146M
5
DIS icon
Walt Disney
DIS
+$122M

Top Sells

Rank Stock Value
1
LUV icon
Southwest Airlines
LUV
+$166M
2
RCL icon
Royal Caribbean
RCL
+$140M
3
CVS icon
CVS Health
CVS
+$94M
4
RGA icon
Reinsurance Group of America
RGA
+$90M
5
CMA
Comerica
CMA
+$83.4M

Sector Composition

Rank Sector Weight
1 Technology 17.47%
2 Healthcare 17.24%
3 Communication Services 13.96%
4 Financials 13.7%
5 Consumer Discretionary 6.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LK
1601
DELISTED
Luckin Coffee Inc. American Depositary Shares
LK
$16K ﹤0.01%
+583
New +$21.5K
TGE
1602
DELISTED
Tallgrass Energy, LP Class A Shares
TGE
$16K ﹤0.01%
1,000
– –
ACM icon
1603
Aecom
ACM
$9.75B
$15K ﹤0.01%
512
-205
-29% -$8.77K
CC icon
1604
Chemours
CC
$2.37B
$15K ﹤0.01%
1,745
+728
+72% +$10.5K
CVNA icon
1605
Carvana
CVNA
$77.9B
$15K ﹤0.01%
1,400
+50
+4% +$774
DAR icon
1606
Darling Ingredients
DAR
$9.44B
$15K ﹤0.01%
+790
New +$20K
DDD icon
1607
3D Systems Corp
DDD
$613M
$15K ﹤0.01%
+1,900
New +$18.5K
DWX icon
1608
State Street SPDR S&P International Dividend ETF
DWX
$533M
$15K ﹤0.01%
+500
New +$18.5K
EWBC icon
1609
East-West Bancorp
EWBC
$18B
$15K ﹤0.01%
568
+61
+12% +$2.54K
HTBK
1610
DELISTED
Heritage Commerce
HTBK
$15K ﹤0.01%
+1,977
New +$20.9K
IQLT icon
1611
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$15K ﹤0.01%
573
-1,520
-73% -$45.5K
JBLU icon
1612
JetBlue
JBLU
$2.29B
$15K ﹤0.01%
1,723
-657
-28% -$10.9K
MMU
1613
Western Asset Managed Municipals Fund
MMU
$554M
$15K ﹤0.01%
+1,250
New +$16.4K
NFRA icon
1614
FlexShares STOXX Global Broad Infrastructure Index Fund
NFRA
$3.03B
$15K ﹤0.01%
352
– –
PAG icon
1615
Penske Automotive Group
PAG
$14.2B
$15K ﹤0.01%
531
+32
+6% +$1.39K
PENN icon
1616
PENN Entertainment
PENN
$2.71B
$15K ﹤0.01%
1,166
+336
+40% +$8.44K
REXR icon
1617
Rexford Industrial Realty
REXR
$8.19B
$15K ﹤0.01%
366
+249
+213% +$11.5K
SCL icon
1618
Stepan Co
SCL
$1.48B
$15K ﹤0.01%
+174
New +$16.6K
SEIC icon
1619
SEI Investments
SEIC
$12.6B
$15K ﹤0.01%
314
-133
-30% -$7.91K
SLGN icon
1620
Silgan Holdings
SLGN
$4.41B
$15K ﹤0.01%
+500
New +$15.1K
SPEM icon
1621
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$15K ﹤0.01%
540
– –
SPSM icon
1622
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$15K ﹤0.01%
+673
New +$19.5K
TM icon
1623
Toyota
TM
$225B
$15K ﹤0.01%
124
– –
TRAK icon
1624
ReposiTrak
TRAK
$159M
$15K ﹤0.01%
4,000
– –
VRNT
1625
DELISTED
Verint Systems
VRNT
$15K ﹤0.01%
673
-570
-46% -$15.3K
63 64
65
66 67

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Rockefeller Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.

On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.

  • Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
  • Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
  • Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
  • Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
  • Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.

Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.