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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.35%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.8B
AUM Growth
+$2.56B
Cap. Flow
+$925M
Cap. Flow %
3.58%
Top 10 Hldgs %
20.29%
Holding
2,096
New
125
Increased
924
Reduced
676
Closed
291

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$333M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$80.3M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$79.3M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$76.3M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$67.9M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$80.3M
2
DFS
Discover Financial Services
DFS
+$59.6M
3
TTE icon
TotalEnergies
TTE
+$51M
4
META icon
Meta Platforms (Facebook)
META
+$45.2M
5
ADBE icon
Adobe
ADBE
+$38.5M

Sector Composition

Rank Sector Weight
1 Technology 19.33%
2 Financials 11.7%
3 Healthcare 9.56%
4 Consumer Discretionary 6.62%
5 Industrials 6.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SITC icon
1576
SITE Centers
SITC
$171M
$251K ﹤0.01%
24,342
+26
+0.1% +$248
BLW icon
1577
BlackRock Limited Duration Income Trust
BLW
$491M
$251K ﹤0.01%
19,492
+12
+0.1% +$155
ALLY icon
1578
Ally Financial
ALLY
$13.6B
$251K ﹤0.01%
9,289
-268
-3% -$7.13K
EVLV icon
1579
Evolv Technologies
EVLV
$1.08B
$250K ﹤0.01%
41,697
-43,761
-51% -$207K
OXLC
1580
Oxford Lane Capital
OXLC
$891M
$249K ﹤0.01%
10,306
-10
-0.1% -$255
PIO icon
1581
Invesco Global Water ETF
PIO
$283M
$249K ﹤0.01%
6,961
+127
+2% +$4.45K
TYG
1582
Tortoise Energy Infrastructure Corp
TYG
$1.06B
$248K ﹤0.01%
10,059
+1,000
+11% +$28.8K
JD icon
1583
JD.com
JD
$44B
$247K ﹤0.01%
7,234
-1,424
-16% -$51.8K
CMA
1584
DELISTED
Comerica
CMA
$246K ﹤0.01%
5,809
-101,919
-95% -$4.12M
HYEM icon
1585
VanEck Emerging Markets High Yield Bond ETF
HYEM
$521M
$245K ﹤0.01%
13,367
+21
+0.2% +$380
DINO icon
1586
HF Sinclair
DINO
$14.7B
$244K ﹤0.01%
5,462
+156
+3% +$6.8K
PID icon
1587
Invesco International Dividend Achievers ETF
PID
$918M
$243K ﹤0.01%
13,442
– –
LGOV icon
1588
First Trust Long Duration Opportunities ETF
LGOV
$624M
$242K ﹤0.01%
10,862
+396
+4% +$8.95K
BSCW icon
1589
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.51B
$241K ﹤0.01%
+12,000
New +$244K
ORI icon
1590
Old Republic International
ORI
$10.5B
$241K ﹤0.01%
9,587
-357
-4% -$8.94K
DFNL icon
1591
Davis Select Financial ETF
DFNL
$491M
$238K ﹤0.01%
8,793
+120
+1% +$3.14K
BRSL
1592
Brightstar Lottery PLC
BRSL
$2.08B
$237K ﹤0.01%
+7,422
New +$206K
CRCT icon
1593
Cricut
CRCT
$1.27B
$234K ﹤0.01%
19,174
-34,802
-64% -$381K
PBF icon
1594
PBF Energy
PBF
$7.25B
$233K ﹤0.01%
5,690
+115
+2% +$4.37K
BSCN
1595
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$231K ﹤0.01%
10,930
-1,676
-13% -$35.4K
FTRI icon
1596
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$128M
$231K ﹤0.01%
18,379
-304
-2% -$3.89K
LAZ icon
1597
Lazard
LAZ
$4.26B
$230K ﹤0.01%
7,190
-10,747
-60% -$332K
FGD icon
1598
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
$229K ﹤0.01%
10,699
+699
+7% +$15.5K
SDHY
1599
PGIM Short Duration High Yield Opportunities Fund
SDHY
$399M
$229K ﹤0.01%
15,360
-3,700
-19% -$54.7K
GRN icon
1600
iPath Series B Carbon Exchange-Traded Notes
GRN
$23.6M
$229K ﹤0.01%
6,480
-10
-0.2% -$347
62 63
64
65 66

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Rockefeller Capital Management's Q2 2023 Portfolio in Review

As of Q2 2023, Rockefeller Capital Management held 2,096 positions worth $25.8B, up 11% from $23.3B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $925M of net new capital in Q2 2023, opening 125 new positions and adding to 924 existing holdings. Its largest new stake was Lithia Motors: 85,698 shares worth $26.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Microsoft, an estimated $80.3M trimmed.

  • Rockefeller Capital Management's largest Q2 2023 buy was Lithia Motors: 85,698 shares worth $26.1M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q2 2023, an estimated $333M increase.
  • Rockefeller Capital Management's biggest Q2 2023 reduction was Microsoft, cutting an estimated $80.3M.
  • Rockefeller Capital Management fully exited Berkshire Hathaway Class A in Q2 2023, selling an estimated $30.7M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.8B portfolio in Q2 2023.
  • Rockefeller Capital Management opened 125 new positions and closed 291 in Q2 2023.
  • Rockefeller Capital Management's portfolio value rose 11% quarter-over-quarter to $25.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2023, filed 14 Aug 2023.