We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORN icon
1576
Teucrium Corn Fund
CORN
$165M
$301K ﹤0.01%
11,937
– –
ETO
1577
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$520M
$300K ﹤0.01%
13,500
-1,900
-12% -$41.9K
NSA
1578
DELISTED
National Storage Affiliates Trust
NSA
$300K ﹤0.01%
7,200
– –
VRNS icon
1579
Varonis Systems
VRNS
$5B
$300K ﹤0.01%
11,568
-514
-4% -$13.4K
FNDF icon
1580
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$298K ﹤0.01%
9,570
+1,604
+20% +$49.6K
DUSA icon
1581
Davis Select US Equity ETF
DUSA
$1.28B
$296K ﹤0.01%
10,422
– –
EG icon
1582
Everest Group
EG
$14.4B
$296K ﹤0.01%
828
+34
+4% +$12.2K
FMF icon
1583
First Trust Managed Futures Strategy Fund
FMF
$256M
$295K ﹤0.01%
+6,282
New +$296K
FUMB icon
1584
First Trust Ultra Short Duration Municipal ETF
FUMB
$248M
$295K ﹤0.01%
14,820
-233
-2% -$4.65K
GSY icon
1585
Invesco Ultra Short Duration ETF
GSY
$3.88B
$295K ﹤0.01%
5,956
-3,946
-40% -$196K
GWX icon
1586
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$295K ﹤0.01%
+9,538
New +$294K
X
1587
DELISTED
US Steel
X
$295K ﹤0.01%
11,361
-139,598
-92% -$3.88M
KFY icon
1588
Korn Ferry
KFY
$4.28B
$294K ﹤0.01%
5,705
+4,573
+404% +$247K
FCOM icon
1589
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
$292K ﹤0.01%
8,000
– –
JLL icon
1590
Jones Lang LaSalle
JLL
$16.7B
$292K ﹤0.01%
2,009
+1,151
+134% +$192K
QDEC icon
1591
FT Vest Growth-100 Buffer ETF December
QDEC
$700M
$292K ﹤0.01%
14,100
– –
SPNT icon
1592
SiriusPoint
SPNT
$2.68B
$292K ﹤0.01%
36,000
– –
ATR icon
1593
AptarGroup
ATR
$8.61B
$291K ﹤0.01%
2,470
+1,567
+174% +$178K
CEE
1594
Central and Eastern Europe Fund
CEE
$139M
$291K ﹤0.01%
36,104
+104
+0.3% +$926
H icon
1595
Hyatt Hotels
H
$16.7B
$291K ﹤0.01%
2,611
+476
+22% +$52.1K
DRVN icon
1596
Driven Brands
DRVN
$2.2B
$290K ﹤0.01%
9,587
+8,700
+981% +$246K
GTLS
1597
DELISTED
Chart Industries
GTLS
$290K ﹤0.01%
2,319
-40
-2% -$5.15K
PZC
1598
DELISTED
PIMCO California Municipal Income Fund III
PZC
$290K ﹤0.01%
37,474
+457
+1% +$3.58K
PCTY icon
1599
Paylocity
PCTY
$7.98B
$289K ﹤0.01%
1,454
+1,319
+977% +$260K
PSCJ icon
1600
Pacer Swan SOS Conservative July ETF
PSCJ
$42M
$288K ﹤0.01%
14,000
– –
62 63
64
65 66

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.