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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLTB icon
1576
Fidelity Limited Term Bond ETF
FLTB
$415M
$239K ﹤0.01%
4,644
+4,351
+1,485% +$226K
GWW icon
1577
W.W. Grainger
GWW
$60.2B
$238K ﹤0.01%
462
+31
+7% +$14.6K
UHAL icon
1578
U-Haul Holding Co
UHAL
$14.6B
$238K ﹤0.01%
3,290
– –
GSY icon
1579
Invesco Ultra Short Duration ETF
GSY
$3.9B
$236K ﹤0.01%
4,698
+1,992
+74% +$100K
BTI icon
1580
British American Tobacco
BTI
$128B
$234K ﹤0.01%
6,302
-1,835
-23% -$65.2K
GRPN icon
1581
Groupon
GRPN
$1.02B
$234K ﹤0.01%
10,109
-5,925
-37% -$138K
NMAI icon
1582
Nuveen Multi-Asset Income Fund
NMAI
$485M
$232K ﹤0.01%
+12,449
New +$226K
FLJP icon
1583
Franklin FTSE Japan ETF
FLJP
$4.08B
$231K ﹤0.01%
7,871
-4
-0.1% -$120
SDACU
1584
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$231K ﹤0.01%
23,100
-15,400
-40% -$155K
ITUB icon
1585
Itaú Unibanco
ITUB
$87.5B
$230K ﹤0.01%
69,585
-62,873
-47% -$226K
GVA icon
1586
Granite Construction
GVA
$5.62B
$229K ﹤0.01%
5,936
+15
+0.3% +$595
OCSL icon
1587
Oaktree Specialty Lending
OCSL
$1.14B
$228K ﹤0.01%
10,226
+23
+0.2% +$509
EWW icon
1588
iShares MSCI Mexico ETF
EWW
$1.99B
$227K ﹤0.01%
4,500
– –
FIW icon
1589
First Trust Water ETF
FIW
$1.94B
$227K ﹤0.01%
2,400
– –
KYN icon
1590
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$227K ﹤0.01%
29,259
-83
-0.3% -$678
INFO
1591
DELISTED
IHS Markit Ltd. Common Shares
INFO
$227K ﹤0.01%
1,713
-130
-7% -$16.6K
ARMK icon
1592
Aramark
ARMK
$14.7B
$226K ﹤0.01%
8,537
+8,274
+3,146% +$217K
BGT icon
1593
BlackRock Floating Rate Income Trust
BGT
$325M
$226K ﹤0.01%
16,200
– –
HES
1594
DELISTED
Hess
HES
$226K ﹤0.01%
3,068
-2,089
-41% -$169K
SCHM icon
1595
Schwab US Mid-Cap ETF
SCHM
$15.1B
$226K ﹤0.01%
8,469
+7,419
+707% +$198K
USFR
1596
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$225K ﹤0.01%
8,984
+2,554
+40% +$64K
VOOV icon
1597
Vanguard S&P 500 Value ETF
VOOV
$6.71B
$224K ﹤0.01%
1,482
-3
-0.2% -$441
CHKP icon
1598
Check Point Software Technologies
CHKP
$13.1B
$223K ﹤0.01%
1,928
-2
-0.1% -$232
RYLD icon
1599
Global X Russell 2000 Covered Call ETF
RYLD
$1.4B
$223K ﹤0.01%
+9,140
New +$228K
ENVIU
1600
DELISTED
Environmental Impact Acquisition Corp. Unit
ENVIU
$223K ﹤0.01%
21,103
-133,486
-86% -$1.4M
62 63
64
65 66

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.