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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRN icon
1576
Stride
LRN
$3.4B
$105K ﹤0.01%
3,500
– –
PTNQ icon
1577
Pacer Trendpilot 100 ETF
PTNQ
$1.26B
$105K ﹤0.01%
2,020
– –
BSCO
1578
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$105K ﹤0.01%
4,762
– –
FIDU icon
1579
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$104K ﹤0.01%
+2,006
New +$98.4K
XYLD icon
1580
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$104K ﹤0.01%
2,195
– –
NM
1581
DELISTED
Navios Maritime Holdings Inc.
NM
$104K ﹤0.01%
11,937
– –
BNTX icon
1582
BioNTech
BNTX
$23.6B
$103K ﹤0.01%
959
+896
+1,422% +$95.2K
JKHY icon
1583
Jack Henry & Associates
JKHY
$11B
$103K ﹤0.01%
683
-29
-4% -$4.42K
RCKT icon
1584
Rocket Pharmaceuticals
RCKT
$400M
$103K ﹤0.01%
2,330
– –
SNSR icon
1585
Global X Internet of Things ETF
SNSR
$222M
$103K ﹤0.01%
3,092
+2,259
+271% +$76K
AWF
1586
AllianceBernstein Global High Income Fund
AWF
$873M
$102K ﹤0.01%
8,680
-227
-3% -$2.67K
HHH icon
1587
Howard Hughes
HHH
$3.97B
$102K ﹤0.01%
1,128
+14
+1% +$1.23K
SEIC icon
1588
SEI Investments
SEIC
$12.7B
$102K ﹤0.01%
1,674
+1,118
+201% +$65.5K
SHYD icon
1589
VanEck Short High Yield Muni ETF
SHYD
$456M
$102K ﹤0.01%
4,112
– –
ZLAB icon
1590
Zai Lab
ZLAB
$2.62B
$102K ﹤0.01%
+769
New +$119K
FINX icon
1591
Global X FinTech ETF
FINX
$165M
$101K ﹤0.01%
2,303
-1,973
-46% -$92.8K
FTXO icon
1592
First Trust Nasdaq Bank ETF
FTXO
$315M
$101K ﹤0.01%
+3,255
New +$93.7K
CHIQ icon
1593
Global X MSCI China Consumer Discretionary ETF
CHIQ
$126M
$100K ﹤0.01%
3,004
+2
+0.1% +$76
DPG
1594
Duff & Phelps Utility and Infrastructure Fund
DPG
$521M
$100K ﹤0.01%
7,600
+7,000
+1,167% +$91.7K
MMD
1595
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$100K ﹤0.01%
4,542
+53
+1% +$1.16K
SPFF icon
1596
Global X SuperIncome Preferred ETF
SPFF
$142M
$100K ﹤0.01%
8,450
– –
TLH icon
1597
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$100K ﹤0.01%
713
+295
+71% +$43.8K
JLS icon
1598
Nuveen Mortgage and Income Fund
JLS
$94.7M
$99K ﹤0.01%
4,803
-2,162
-31% -$43.8K
MGNI icon
1599
Magnite
MGNI
$3.55B
$99K ﹤0.01%
2,400
+189
+9% +$8.19K
SCHX icon
1600
Schwab US Large- Cap ETF
SCHX
$74.7B
$99K ﹤0.01%
6,246
+2,904
+87% +$45.5K
62 63
64
65 66

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.