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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RJF icon
1576
Raymond James Financial
RJF
$33.5B
$1.08M ﹤0.01%
7,474
+459
+7% +$72.8K
RPG icon
1577
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$1.08M ﹤0.01%
23,002
– –
BLCR icon
1578
BlackRock Large Cap Core ETF
BLCR
$6.16B
$1.07M ﹤0.01%
+26,141
New +$1.12M
FNOV icon
1579
FT Vest US Equity Buffer ETF November
FNOV
$1.19B
$1.07M ﹤0.01%
20,091
-928
-4% -$50.8K
SLYG icon
1580
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$1.07M ﹤0.01%
11,059
+3,079
+39% +$305K
DBC icon
1581
Invesco DB Commodity Index Tracking Fund
DBC
$1.69B
$1.07M ﹤0.01%
36,852
+3,918
+12% +$99.5K
FNDE icon
1582
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.46B
$1.06M ﹤0.01%
27,826
+234
+0.8% +$9.02K
FYX icon
1583
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$1.06M ﹤0.01%
8,917
-16
-0.2% -$1.93K
JHEM icon
1584
John Hancock Multifactor Emerging Markets ETF
JHEM
$949M
$1.06M ﹤0.01%
30,992
-1,003
-3% -$35.3K
NICE icon
1585
Nice
NICE
$6.15B
$1.06M ﹤0.01%
9,598
-653
-6% -$74.6K
LDP icon
1586
Cohen & Steers Duration Preferred & Income Fund
LDP
$591M
$1.06M ﹤0.01%
52,881
-3,936
-7% -$82.7K
VCLT icon
1587
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$1.05M ﹤0.01%
14,115
+1,161
+9% +$88.2K
DJUL icon
1588
FT Vest US Equity Deep Buffer ETF July
DJUL
$427M
$1.05M ﹤0.01%
22,523
-451
-2% -$21.5K
ATI icon
1589
ATI
ATI
$24.3B
$1.05M ﹤0.01%
7,198
+3,974
+123% +$553K
MRNA icon
1590
Moderna
MRNA
$21.6B
$1.05M ﹤0.01%
20,578
+1,799
+10% +$83.9K
DFTX
1591
Definium Therapeutics
DFTX
$5.6B
$1.04M ﹤0.01%
55,206
+54,855
+15,628% +$931K
IYE icon
1592
iShares US Energy ETF
IYE
$1.72B
$1.04M ﹤0.01%
16,087
-2,018
-11% -$114K
BTG icon
1593
B2Gold
BTG
$4.98B
$1.04M ﹤0.01%
229,805
+179,512
+357% +$901K
SIVR icon
1594
abrdn Physical Silver Shares ETF
SIVR
$3.98B
$1.04M ﹤0.01%
14,533
-34,950
-71% -$2.79M
CFR icon
1595
Cullen/Frost Bankers
CFR
$10.5B
$1.04M ﹤0.01%
7,589
+297
+4% +$41K
AOS icon
1596
A.O. Smith
AOS
$8.55B
$1.04M ﹤0.01%
15,753
-53,579
-77% -$3.86M
XPH icon
1597
State Street SPDR S&P Pharmaceuticals ETF
XPH
$481M
$1.04M ﹤0.01%
19,166
-877
-4% -$48.9K
ACM icon
1598
Aecom
ACM
$9.46B
$1.03M ﹤0.01%
12,165
-1,482
-11% -$140K
AVY icon
1599
Avery Dennison
AVY
$12.8B
$1.03M ﹤0.01%
5,971
-3,675
-38% -$675K
SUI icon
1600
Sun Communities
SUI
$15.8B
$1.03M ﹤0.01%
8,182
+1,242
+18% +$161K
62 63
64
65 66

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.