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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BATRK icon
1551
Atlanta Braves Holdings Series B
BATRK
$3.22B
$111K ﹤0.01%
4,000
-39
-1% -$1.1K
DWX icon
1552
State Street SPDR S&P International Dividend ETF
DWX
$529M
$111K ﹤0.01%
2,925
-35
-1% -$1.31K
NYF icon
1553
iShares New York Muni Bond ETF
NYF
$1.41B
$111K ﹤0.01%
1,935
– –
PHK
1554
PIMCO High Income Fund
PHK
$882M
$110K ﹤0.01%
16,460
-1,042
-6% -$6.57K
TGTX icon
1555
TG Therapeutics
TGTX
$7.56B
$110K ﹤0.01%
2,300
+1,000
+77% +$48K
FXE icon
1556
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$109K ﹤0.01%
1,000
– –
KIE icon
1557
State Street SPDR S&P Insurance ETF
KIE
$684M
$109K ﹤0.01%
3,001
-4,169
-58% -$146K
VIOV icon
1558
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$109K ﹤0.01%
+1,252
New +$102K
ASH icon
1559
Ashland
ASH
$3.41B
$108K ﹤0.01%
1,237
-29
-2% -$2.5K
BFK
1560
DELISTED
BlackRock Municipal Income Trust
BFK
$108K ﹤0.01%
7,265
-8,801
-55% -$132K
BTI icon
1561
British American Tobacco
BTI
$124B
$108K ﹤0.01%
2,821
+683
+32% +$25.7K
DIOD icon
1562
Diodes
DIOD
$4.74B
$108K ﹤0.01%
1,355
– –
SWTX
1563
DELISTED
SpringWorks Therapeutics
SWTX
$108K ﹤0.01%
+1,478
New +$116K
IGF icon
1564
iShares Global Infrastructure ETF
IGF
$10.6B
$107K ﹤0.01%
2,392
-28,918
-92% -$1.28M
YOLO icon
1565
AdvisorShares Pure Cannabis ETF
YOLO
$31.6M
$107K ﹤0.01%
+4,562
New +$109K
MNRL
1566
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
$107K ﹤0.01%
7,332
+7,262
+10,374% +$105K
IWX icon
1567
iShares Russell Top 200 Value ETF
IWX
$4.05B
$106K ﹤0.01%
1,671
+7
+0.4% +$426
MORT icon
1568
VanEck Mortgage REIT Income ETF
MORT
$369M
$106K ﹤0.01%
5,631
+1,131
+25% +$20.1K
PDT
1569
John Hancock Premium Dividend Fund
PDT
$624M
$106K ﹤0.01%
7,146
+130
+2% +$1.82K
SDC
1570
DELISTED
SmileDirectClub, Inc. Class A Common Stock
SDC
$106K ﹤0.01%
10,323
+5,073
+97% +$60.1K
BRG
1571
DELISTED
Bluerock Residential Growth REIT, Inc.
BRG
$106K ﹤0.01%
10,573
+3
+0% +$34
AADR icon
1572
AdvisorShares Dorsey Wright ADR ETF
AADR
$38.6M
$105K ﹤0.01%
1,699
+522
+44% +$33.1K
DIAL icon
1573
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$105K ﹤0.01%
+5,000
New +$108K
HUBS icon
1574
HubSpot
HUBS
$10.4B
$105K ﹤0.01%
233
+118
+103% +$51.8K
LAND
1575
Gladstone Land Corp
LAND
$350M
$105K ﹤0.01%
5,752
– –
61 62
63
64 65

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.